4//SEC Filing
PSILOS GROUP PARTNERS L P 4
Accession 0001209191-09-005648
CIK 0001017813other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 5:37 PM ET
Size
15.3 KB
Accession
0001209191-09-005648
Insider Transaction Report
Form 4
CAREGUIDE INCCGDE
WAXMAN ALBERT S
Director10% Owner
Transactions
- Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+58,333$35,000→ 58,333 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (291,665 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+2,500,000$1,500,000→ 2,500,000 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (12,500,000 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+58,333$35,000→ 1,725,001 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (291,665 underlying)
PSILOS GROUP PARTNERS II, L.P.
10% Owner
Transactions
- Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+58,333$35,000→ 58,333 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (291,665 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+2,500,000$1,500,000→ 2,500,000 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (12,500,000 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+58,333$35,000→ 1,725,001 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (291,665 underlying)
PSILOS GROUP PARTNERS L P
10% Owner
Transactions
- Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+58,333$35,000→ 1,725,001 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (291,665 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+2,500,000$1,500,000→ 2,500,000 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (12,500,000 underlying) - Purchase
Series A Preferred Stock
2009-01-28$0.60/sh+58,333$35,000→ 58,333 total(indirect: By fund)Exercise: $0.12From: 2009-01-28→ Common Stock (291,665 underlying)
Footnotes (5)
- [F1]The shares of Series A Preferred Stock are initially convertible into shares of the issuer's common stock on a 5-for-1 basis.
- [F2]The Series A Preferred Stock has no expiration date.
- [F3]Shares are owned of record by Psilos/ CareGuide Investment, L.P., Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors III, LLC, the general partner of Psilos/ CareGuide Investment, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos/ CareGuide Investment, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.
- [F4]Shares are owned of record by Psilos Group Partners, L.P., Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors, LLC, the general partner of Psilos Group Partners, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos Group Partners, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.
- [F5]Shares are owned of record by Psilos Group Partners II, L.P., Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors II, LLC, the general partner of Psilos Group Partners II, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos Group Partners II, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.
Documents
Issuer
CAREGUIDE INC
CIK 0001017813
Entity typeother
Related Parties
1- filerCIK 0001082390
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 5:37 PM ET
- Size
- 15.3 KB