Earnings Feed
Start Free
Home/Filings/4/A/0001209191-08-049216
4/A//SEC Filing

PDF SOLUTIONS INC 4/A

Accession 0001209191-08-049216

$PDFSCIK 0001120914operating
View on SEC.govCompany Profile

Filed

Aug 25, 8:00 PM ET

Accepted

Aug 26, 9:31 PM ET

Size

21.8 KB

Accession

0001209191-08-049216

Insider Transaction Report

Form 4/AAmended
Period: 2008-08-19
PDF SOLUTIONS INCPDFS
MELMAN P STEVEN
VP Investor Relations
Transactions
  • Award

    Restricted Stock Right

    2008-08-19+4,763→ 4,763 total
    → Common Stock (4,763 underlying)
  • Disposition to Issuer

    2001 Stock Plan Option (Right to Buy)

    2008-08-19−20,000→ 0 total
    Exercise: $12.87Exp: 2012-05-06→ Common Stock (20,000 underlying)
  • Disposition to Issuer

    2001 Stock Plan Option (right to buy)

    2008-08-19−21,000→ 0 total
    Exercise: $14.04Exp: 2016-10-31→ Common Stock (21,000 underlying)
  • Award

    Restricted Stock Right

    2008-08-19+5,000→ 5,000 total
    → Common Stock (5,000 underlying)
  • Disposition to Issuer

    2001 Stock Plan Option (Right to Buy)

    2008-08-19−28,000→ 0 total
    Exercise: $14.58Exp: 2015-10-26→ Common Stock (28,000 underlying)
  • Award

    Restricted Stock Right

    2008-08-19+6,667→ 6,667 total
    → Common Stock (6,667 underlying)
Holdings

  • Common Stock

    136,730
Footnotes (12)
  • [F1]Includes 3,818 shares of Common Stock that were purchased under the PDF Solutions, Inc. Employee Stock Purchase Plan as follows: 1,044 shares purchased on December 31, 2007 and 2,774 shares purchased on July 31, 2008.
  • [F10]The cancelled option provided for vesting as follows: 12/48ths of the total shares subject to the option vested on November 1, 2007 and 1/48th of the total shares vested on the 1st day of each month thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances.
  • [F11]Pursuant to the Exchange Offer on the Transaction Date PDF Solutions, Inc. cancelled an option granted to the reporting person on November 1, 2006. In exchange for the option, the reporting person received 5,000 restricted stock rights.
  • [F12]12.5% of the total number of rights will vest on May 15, 2009 and 12.5% will vest every six (6) months thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an eligible affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances. The RSR will be automatically settled in shares upon vesting of the RSR.
  • [F2]All transactions on this Form 4 report occurred at 12:12 a.m. EDT on August 19, 2008 (the "Transaction Date"). This amended report is filed to correct a typographical error in Box 3 and Column 3 of Table II.
  • [F3]The cancelled option provided for vesting as follows: 12/48ths of the total shares subject to the option vested on May 7, 2003 and 1/48th of the total shares vested on the 7th day of each month thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances.
  • [F4]Pursuant to PDF Solutions, Inc.'s offer to exchange described in Schedule TO-1 filed on June 10, 2008, as amended (the "Exchange Offer") on the Transaction Date PDF Solutions, Inc. cancelled an option granted to the reporting person on May 7, 2002. In exchange for the option, the reporting person received 4,763 restricted stock rights.
  • [F5]Each restricted stock right ("RSR") represents a bookkeeping entry equal in value to one (1) share of common stock of PDF Solutions, Inc.
  • [F6]50% of the total number of rights will vest on May 15, 2009 and 50% will vest six (6) months thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an eligible affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances. The RSR will be automatically settled in shares upon vesting of the RSR.
  • [F7]The cancelled option provided for vesting as follows: 12/48ths of the total shares subject to the option vested on October 27, 2006 and 1/48th of the total shares vested on the 27th day of each month thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances.
  • [F8]Pursuant to the Exchange Offer on the Transaction Date PDF Solutions, Inc. cancelled an option granted to the reporting person on October 27, 2005. In exchange for the option, the reporting person received 6,667 restricted stock rights.
  • [F9]16.7% of the total number of rights will vest on May 15, 2009 and 16.66% will vest every six (6) months thereafter, subject to the reporting person's continued service with PDF Solutions, Inc., or an eligible affiliate thereof, through each vesting date and subject to accelerated vesting in certain circumstances. The RSR will be automatically settled in shares upon vesting of the RSR.

Documents

1 file

Issuer

PDF SOLUTIONS INC

CIK 0001120914

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001120914

Filing Metadata

Form type
4/A
Filed
Aug 25, 8:00 PM ET
Accepted
Aug 26, 9:31 PM ET
Size
21.8 KB
View on SEC.gov