4//SEC Filing
Cushing MLP Total Return Fund 4
Accession 0001209191-08-038829
$SRVCIK 0001400897other
Filed
Jun 24, 8:00 PM ET
Accepted
Jun 25, 4:18 PM ET
Size
11.9 KB
Accession
0001209191-08-038829
Insider Transaction Report
Form 4
Swank Capital, LLC
Other
Transactions
- Sale
Common Stock
2008-06-23$16.99/sh−5,000$84,950→ 64,236 total(indirect: See Footnote) - Sale
Common Stock
2008-06-24$17.00/sh−1,700$28,900→ 62,536 total(indirect: See Footnote)
Transactions
- Sale
Common Stock
2008-06-23$16.99/sh−5,000$84,950→ 64,236 total(indirect: See Footnote) - Sale
Common Stock
2008-06-24$17.00/sh−1,700$28,900→ 62,536 total(indirect: See Footnote)
Swank Jerry V
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2008-06-23$16.99/sh−5,000$84,950→ 64,236 total(indirect: See Footnote) - Sale
Common Stock
2008-06-24$17.00/sh−1,700$28,900→ 62,536 total(indirect: See Footnote)
Footnotes (4)
- [F1]The common shares of Cushing MLP Total Return Fund were sold by a private investment fund that is managed by Swank Energy Income Advisors, LP.
- [F2]The filing of this Form 4 shall not be construed as an admission that Mr. Jerry V. Swank ("Mr. Swank") is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, the beneficial owner of any of the common shares of Cushing MLP Total Return Fund that may be held by any private investment funds that are ultimately managed by Mr. Swank. Pursuant to Rule 16a-1, Mr. Swank disclaims such beneficial ownership beyond his pecuniary interest in these funds.
- [F3]In addition, Mr. Swank holds 4,000 common shares of Cushing MLP Total Return Fund in a personal account, which were previously reported on a Form 4 filed on 08/29/2007.
- [F4]An additional 4,000 common shares of Cushing MLP Total Return Fund are held by a second private investment fund that is also managed by Swank Energy Income Advisors, LP, as previously reported on a Form 4 filed on 10/25/07. Swank Energy Income Advisors receives an allocation of net profits and an asset based fee from these funds. Mr. Swank serves as the manager of the general partner of Swank Energy Income Advisors, LP.
Documents
Issuer
Cushing MLP Total Return Fund
CIK 0001400897
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001400897
Filing Metadata
- Form type
- 4
- Filed
- Jun 24, 8:00 PM ET
- Accepted
- Jun 25, 4:18 PM ET
- Size
- 11.9 KB