Home/Filings/4/0001209191-08-023657
4//SEC Filing

CAREGUIDE INC 4

Accession 0001209191-08-023657

CIK 0001017813operating

Filed

Apr 9, 8:00 PM ET

Accepted

Apr 10, 4:15 PM ET

Size

9.6 KB

Accession

0001209191-08-023657

Insider Transaction Report

Form 4
Period: 2008-04-09
Transactions
  • Purchase

    Series A Preferred Stock

    2008-04-09$0.60/sh+416,667$250,0001,250,001 total(indirect: By fund)
    Exercise: $0.12From: 2008-04-09Common Stock (2,083,335 underlying)
WAXMAN ALBERT S
Director10% Owner
Transactions
  • Purchase

    Series A Preferred Stock

    2008-04-09$0.60/sh+416,667$250,0001,250,001 total(indirect: By fund)
    Exercise: $0.12From: 2008-04-09Common Stock (2,083,335 underlying)
Transactions
  • Purchase

    Series A Preferred Stock

    2008-04-09$0.60/sh+416,667$250,0001,250,001 total(indirect: By fund)
    Exercise: $0.12From: 2008-04-09Common Stock (2,083,335 underlying)
Footnotes (3)
  • [F1]The shares of Series A Preferred Stock are initially convertible into shares of the issuer's common stock on a 5-for-1 basis.
  • [F2]The Series A Preferred Stock has no expiration date.
  • [F3]Shares are owned of record by Psilos Group Partners, L.P. Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors, LLC, the general partner of Psilos Group Partners, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos Group Partners, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.

Issuer

CAREGUIDE INC

CIK 0001017813

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001017813

Filing Metadata

Form type
4
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 4:15 PM ET
Size
9.6 KB