4//SEC Filing
TUMBLEWEED COMMUNICATIONS CORP 4
Accession 0001209191-08-007229
CIK 0001022509operating
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 1:05 PM ET
Size
7.0 KB
Accession
0001209191-08-007229
Insider Transaction Report
Form 4
Empire Capital Management, L.L.C.
10% Owner
Transactions
- Purchase
Common Stock
2008-01-31$1.59/sh+4,368$6,945→ 6,613,894 total(indirect: See Notes)
Footnotes (3)
- [F1]1. The shares of Common Stock this note relates to are held directly by Empire Capital Partners, L.P. ("Empire Capital"), with respect to the 2,884,316 shares, Empire Capital Partners, Ltd. a Cayman Islands exempted company ("Offshore") as to 3,099,735 shares, Charter Oak Partners, LP a Delaware Limited Partnership ("Charter Oak") as to 522,169 shares, Charter Oak Partners II ("Charter Oak II") as to 85,849 and Charter Oak Master Fund, LP ("Charter Oak Master," and collectively with Empire Capital, Offshore, Charter Oak and Charter Oak II, "the Empire Funds") as to 21,825 shares of Common Stock directly owned by it.
- [F2]2. Empire Capital Management L.L.C. (the "Investment Manager") serves as the Investment Manager and has investment discretion over the securities held by Offshore, Charter Oak, Charter Oak II and Charter Oak Master. Empire Capital GP, L.L.C. ("Empire GP"), serves as general partner of Empire Capital. Mr. Scott Fine and Mr. Peter Richards are managing members of the Investment Manager and Empire GP.
- [F3]3. The Investment Manager, Empire GP and the Empire Funds, disclaim beneficial ownership of any of the Issuer's securities to which this Form 4 relates for the purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Act"), except as to such securities in which each such person may be deemed to have a pecuniary interest pursuant to the Act.
Documents
Issuer
TUMBLEWEED COMMUNICATIONS CORP
CIK 0001022509
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001022509
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 1:05 PM ET
- Size
- 7.0 KB