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ASV INC /MN/·4

Jan 3, 4:06 PM ET

ASV INC /MN/ 4

4 · ASV INC /MN/ · Filed Jan 3, 2008

Insider Transaction Report

Form 4
Period: 2008-01-02
ASV INC /MN/ASVI
LYNCH LELAND T
Director
Transactions
  • Award

    Non-Qualified Stock Option

    2008-01-02+6,000→ 6,000 total
    Exercise: $12.94From: 2009-01-02Exp: 2013-01-02→ Common Stock (6,000 underlying)
  • Exercise/Conversion

    Common Stock

    2008-01-02$4.04/sh+3,000$12,132→ 116,700 total
  • Exercise/Conversion

    Non-Qualified Stock Option

    2008-01-02−3,000→ 0 total
    Exercise: $4.04From: 2004-01-02Exp: 2008-01-02→ Common Stock (6,000 underlying)
Holdings

  • Common Stock

    (indirect: In Custodial Account)
    13,300

  • Non-Qualified Stock Option

    Exercise: $19.57From: 2005-01-02Exp: 2009-01-02→ Common Stock (6,000 underlying)
    6,000

  • Common Stock

    (indirect: In Custodial Account)
    8,000

  • Common Stock

    (indirect: By Spouse)
    20,000

  • Common Stock

    (indirect: Held in Retirement Plan)
    17,000
Footnotes (3)
  • [F1]These shares are held in a custodial account for the benefit of the reporting person's grandchildren. The reporting person's spouse is the custodian of the account.
  • [F2]These shares are held in a custodial account for the benefit of the reporting person's grandchildren. The reporting person is custodian of the account.
  • [F3]Exercisable in 25% annual installments beginning one year after the date of issuance.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION