Home/Filings/4/0001209191-08-000217
4//SEC Filing

CAREGUIDE INC 4

Accession 0001209191-08-000217

CIK 0001017813operating

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 3:48 PM ET

Size

10.7 KB

Accession

0001209191-08-000217

Insider Transaction Report

Form 4
Period: 2007-12-28
Transactions
  • Purchase

    Series A Preferred Stock

    2007-12-28$0.60/sh+416,667$250,000416,667 total(indirect: By fund)
    Exercise: $0.12From: 2007-12-28Common Stock (2,083,335 underlying)
WAXMAN ALBERT S
Director10% Owner
Transactions
  • Purchase

    Series A Preferred Stock

    2007-12-28$0.60/sh+416,667$250,000416,667 total(indirect: By fund)
    Exercise: $0.12From: 2007-12-28Common Stock (2,083,335 underlying)
Transactions
  • Purchase

    Series A Preferred Stock

    2007-12-28$0.60/sh+416,667$250,000416,667 total(indirect: By fund)
    Exercise: $0.12From: 2007-12-28Common Stock (2,083,335 underlying)
Footnotes (3)
  • [F1]The shares of Series A Preferred Stock are initially convertible into shares of the issuer's common stock on a 5-for-1 basis.
  • [F2]The Series A Preferred Stock has no expiration date.
  • [F3]Shares are owned of record by Psilos Group Partners II, L.P. Albert S. Waxman, a director of the issuer, is the senior managing member of Psilos Group Investors, LLC, the general partner of Psilos Group Partners II, L.P., and therefore may be deemed to beneficially own the securities owned by Psilos Group Partners II, L.P. Dr. Waxman disclaims beneficial ownership of the reported securities herein except to the extent of his pecuniary interest therein.

Issuer

CAREGUIDE INC

CIK 0001017813

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001017813

Filing Metadata

Form type
4
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 3:48 PM ET
Size
10.7 KB