Home/Filings/4/0001209191-07-056300
4//SEC Filing

MCMAHON WILLIAM J 4

Accession 0001209191-07-056300

CIK 0001053361other

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 7:56 PM ET

Size

13.8 KB

Accession

0001209191-07-056300

Insider Transaction Report

Form 4
Period: 2007-10-01
MCMAHON WILLIAM J
President, SCR-Tech, LLC
Transactions
  • Disposition to Issuer

    Incentive Stock Option

    2007-10-0150,0000 total
    Exercise: $1.91From: 2007-10-01Exp: 2015-05-03Common Stock (50,000 underlying)
  • Disposition to Issuer

    Common Stock

    2007-10-0113,0890 total
  • Disposition to Issuer

    Common Stock

    2007-10-0129,3110 total
  • Disposition to Issuer

    Incentive Stock Option

    2007-10-0194,3000 total
    Exercise: $1.92From: 2007-10-01Exp: 2017-01-11Common Stock (94,300 underlying)
  • Disposition to Issuer

    Nonqualified Stock Option

    2007-10-0125,0000 total
    Exercise: $1.15From: 2007-10-01Exp: 2016-03-22Common Stock (25,000 underlying)
Footnotes (6)
  • [F1]Disposed of pursuant to the merger (the "Merger") of Snowflake Acquisition Corporation, a wholly-owned subsidary of Renegy Holdings, Inc. ("Renegy"), with and into Catalytica Energy Systems, Inc. ("Catalytica") in exchange for 1,870 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
  • [F2]Represents restricted stock units. The vesting of all restricted stock units was accelerated effective October 1, 2007 and consequently became shares of common stock.
  • [F3]Disposed of pursuant to the Merger in exchange for 4,187 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
  • [F4]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 7,142 shares of Renegy common stock at $13.37 per share.
  • [F5]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 3,571 shares of Renegy common stock at $8.05 per share.
  • [F6]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 13,471 shares of Renegy common stock at $13.44 per share.

Issuer

CATALYTICA ENERGY SYSTEMS INC

CIK 0001053361

Entity typeother

Related Parties

1
  • filerCIK 0001162762

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 7:56 PM ET
Size
13.8 KB