Home/Filings/4/0001209191-07-056297
4//SEC Filing

CATALYTICA ENERGY SYSTEMS INC 4

Accession 0001209191-07-056297

CIK 0001053361operating

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 7:55 PM ET

Size

15.6 KB

Accession

0001209191-07-056297

Insider Transaction Report

Form 4
Period: 2007-10-01
Transactions
  • Disposition to Issuer

    Common Stock

    2007-10-0153,1350 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2007-10-015,0000 total
    Exercise: $2.41From: 2007-10-01Exp: 2015-01-31Common Stock (5,000 underlying)
  • Disposition to Issuer

    Common Stock

    2007-10-015,5000 total(indirect: By Trust)
  • Disposition to Issuer

    Nonqualified Stock Option

    2007-10-0120,0000 total
    Exercise: $2.65From: 2007-10-01Exp: 2014-07-23Common Stock (20,000 underlying)
  • Disposition to Issuer

    Common Stock

    2007-10-0112,8790 total
  • Disposition to Issuer

    Nonqualified Stock Option

    2007-10-0110,0000 total
    Exercise: $1.15From: 2007-10-01Exp: 2016-03-22Common Stock (10,000 underlying)
Footnotes (7)
  • [F1]Disposed of pursuant to the merger ( the "Merger") of Snowflake Acquisition Corporation, a wholly-owned subsidiary of Renegy Holdings, Inc. ("Renegy"), with and into Catalytica Energy Systems, Inc. ("Catalytica") in exchange for 7,159 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
  • [F2]Represents restricted stock units. The vesting of all restricted common stock units was accelerated effective October 1, 2007, and consequently became shares of common stock.
  • [F3]Disposed of pursuant to the Merger in exchange for 1,839 shares of Renegy common stock having a market value of $8.15 per share on the effective date of the Merger.
  • [F4]Disposed of pursuant to the Merger in exchange for 786 shares of Renegy Holdings, Inc. common stock having a market value of $8.15 per share on the effective date of the Merger.
  • [F5]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy with an option to purchase 2,857 shares of Renegy common stock at $18.55 per share.
  • [F6]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 714 shares of Renegy common stock at $16.87 per share.
  • [F7]The vesting of this option was accelerated in connection with the Merger, and was assumed by Renegy and replaced with an option to purchase 1,428 shares of Renegy common stock at $8.05 per share.

Issuer

CATALYTICA ENERGY SYSTEMS INC

CIK 0001053361

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001053361

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 7:55 PM ET
Size
15.6 KB