4//SEC Filing
NASDAQ STOCK MARKET INC 4
Accession 0001209191-07-011985
$NDAQCIK 0001120193operating
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 6:08 PM ET
Size
10.7 KB
Accession
0001209191-07-011985
Insider Transaction Report
Form 4
HEALY PATRICK J
Director10% Owner
Transactions
- Exercise/Conversion
Stock Options (Right to buy Common Stock)
2007-02-16−5,000→ 0 total(indirect: See Footnote)Exercise: $13.00Exp: 2007-02-25→ Common Stock (5,000 underlying) - Sale
Common Stock
2007-02-16$32.23/sh−5,000$161,125→ 500,000 total(indirect: See Footnote) - Exercise/Conversion
Common Stock
2007-02-16$13.00/sh+5,000$65,000→ 505,000 total(indirect: See Footnote)
Holdings
- 1,592
Common Stock, par value $0.01 per share ("Common Stock")
Footnotes (4)
- [F1]Hellman & Friedman Capital Partners IV, L.P., H&F Executive Fund IV, L.P., H&F International Partners IV-A, L.P., and H&F International Partners IV-B, L.P. (collectively, the "H&F Partnerships") own 500,000 shares of Common Stock. Mr. Healy is a managing director of Hellman & Friedman LLC. Mr. Healy disclaims beneficial ownership of the Common Stock, except to the extent of any indirect pecuniary interest therein.
- [F2]Immediately
- [F3]These options were held by F. Warren Hellman, a former director of The Nasdaq Stock Market, Inc. (the "Company"), for the benefit of the H&F Partnerships. Mr. Hellman is a managing director of Hellman & Friedman LLC. On February 16, 2007, Mr. Hellman exercised these options at an exercise price of $13.00 per share of Common Stock and immediately sold such shares of Common Stock at prices ranging from $32.161 to $32.271 per share of Common Stock for an average price of $32.225 per share of Common Stock. Mr. Healy disclaims beneficial ownership of the options and Common Stock except to the extent of any indirect pecuniary interest therein.
- [F4]Represents shares of restricted stock granted pursuant to The Nasdaq Stock Market, Inc. Equity Incentive Plan.
Documents
Issuer
NASDAQ STOCK MARKET INC
CIK 0001120193
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001120193
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 6:08 PM ET
- Size
- 10.7 KB