4//SEC Filing
SMART Modular Technologies (WWH), Inc. 4
Accession 0001209191-06-058971
CIK 0001326973operating
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 12:54 PM ET
Size
9.7 KB
Accession
0001209191-06-058971
Insider Transaction Report
Form 4
Rubino Michael
VP - Engineering
Transactions
- Exercise/Conversion
Common Stock
2006-11-09$0.17/sh+367$62→ 13,705 total - Sale
Common Stock
2006-11-09$10.00/sh−367$3,670→ 13,338 total - Exercise/Conversion
Employee Stock Option
2006-11-09$0.17/sh−367$62→ 348,640 totalExercise: $0.17From: 2006-08-17Exp: 2014-06-17→ Common Stock (367 underlying)
Footnotes (4)
- [F1]Reflects beneficial ownership of 13,705 shares of common stock, upon the exercise of options but before sale of 367 shares of common stock on 11/09/2006.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 27, 2006.
- [F3]Beneficial ownership of 13,338 shares of common stock reflects the balance of common stock owned after the sale on 11/09/2006 of 367 shares acquired by exercise of options on 11/09/2006.
- [F4]Reflects beneficial ownership of 268,058 options to purchase common stock at $0.17 per share; 60,582 options to purchase common stock at $4.71 per share; and 20,000 options to purchase common stock at $9.97 per share.
Documents
Issuer
SMART Modular Technologies (WWH), Inc.
CIK 0001326973
Entity typeoperating
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001326973
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 12:54 PM ET
- Size
- 9.7 KB