4//SEC Filing
SMITH & WESSON HOLDING CORP 4
Accession 0001209191-06-053496
$SWBICIK 0001092796operating
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 4:24 PM ET
Size
23.0 KB
Accession
0001209191-06-053496
Insider Transaction Report
Form 4
MAKKIYA ANN B
Corporate Counsel and Sec
Transactions
- Exercise/Conversion
Common Stock
2006-10-02$4.46/sh+1,428$6,369→ 30,903 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2006-10-02−1,428→ 23,572 totalExercise: $4.46Exp: 2015-07-19→ Common Stock (1,428 underlying) - Exercise/Conversion
Common Stock
2006-10-02$1.43/sh+16,667$23,834→ 29,475 total - Sale
Common Stock
2006-10-02$14.08/sh−28,095$395,457→ 2,808 total - Exercise/Conversion
Common Stock
2006-10-03$4.46/sh+6,906$30,801→ 9,714 total - Sale
Common Stock
2006-10-03$14.00/sh−6,906$96,684→ 2,808 total - Exercise/Conversion
Common Stock
2006-10-02$1.18/sh+10,000$11,800→ 12,808 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2006-10-03−6,906→ 16,666 totalExercise: $4.46Exp: 2015-07-19→ Common Stock (6,906 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2006-10-02−16,667→ 8,333 totalExercise: $1.43Exp: 2014-07-26→ Common Stock (16,667 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2006-10-02−10,000→ 0 totalExercise: $1.18Exp: 2012-09-18→ Common Stock (10,000 underlying)
Footnotes (5)
- [F1]Includes 273 shares acquired under the Issuer's Employee Stock Purchase Plan on September 30, 2005; 138 shares acquired on March 31, 2006, and 362 shares acquired on September 29, 2006.
- [F2]The shares were sold pursuant to a 10b5-1 Sales Plan.
- [F3]One-third of the total number of options granted vested and became exercisable on each of the first, second, and third anniversary of the September 18,2002 date of grant.
- [F4]One-third of the total number of options granted vested and became exercisable on each of the first and second anniversary of the July 26, 2004 date of grant, and the remaining one-third of the total number of options granted shall vest and become exercisable on the third anniversary of the date of grant.
- [F5]One-third of the total number of options granted vested and became exercisable on the first anniversary of the July 19, 2005 date of grant, and one-third of the total number of options granted shall vest and become exercisable on each of the second and third anniversary of the date of grant.
Documents
Issuer
SMITH & WESSON HOLDING CORP
CIK 0001092796
Entity typeoperating
IncorporatedNV
Related Parties
1- filerCIK 0001092796
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 4:24 PM ET
- Size
- 23.0 KB