HealthMarkets, Inc. 4

Accession 0001209191-06-040515

CIK 0000773660operating

View on SEC.gov Company Profile

Filed

Jul 6, 8:00 PM ET

Accepted

Jul 7, 11:53 AM ET

Size

21.3 KB

Accession

0001209191-06-040515

Insider Transaction Report

Form 4

Period: 2006-04-11

HealthMarkets, Inc.N/A

PLATO JAMES N

Other

Transactions

Disposition to Issuer
Stock Option
2006-04-11−3,000→ 0 total
Exercise: $13.25From: 2003-02-04Exp: 2007-03-06→ Class A-1 Common Stock (3,000 underlying)
Disposition to Issuer
Stock Option
2006-04-11−6,000→ 0 total
Exercise: $11.50From: 2004-02-12Exp: 2008-03-13→ Class A-1 Common Stock (6,000 underlying)
Disposition to Issuer
Stock Option
2006-04-11−25,000→ 0 total
Exercise: $30.75From: 2006-03-16Exp: 2010-06-14→ Class A-1 Common Stock (25,000 underlying)
Award
Stock Option
2006-04-11+2,568→ 2,568 total
Exercise: $9.25From: 2003-02-04Exp: 2007-03-06→ Class A-1 Common Stock (2,568 underlying)
Award
Stock Option
2006-04-11+5,514→ 5,514 total
Exercise: $9.25From: 2004-02-12Exp: 2008-03-13→ Class A-1 Common Stock (5,514 underlying)
Award
Stock Option
2006-04-11+5,631→ 5,631 total
Exercise: $9.25From: 2006-03-16Exp: 2010-06-14→ Class A-1 Common Stock (5,631 underlying)

Footnotes (3)

[F1]The two reported transactions involved an amendment to an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise price of the original option ($13.25) and the number of Class A-1 common shares issuable upon exercise of such option (3,000) were adjusted in a manner that preserves the aggregate "in the money" value of the option. The option otherwise remains subject in all respects to the terms of the 1987 Restated and Amended Stock Option Plan.
[F2]The two reported transactions involved an amendment to an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise price of the original option ($11.50) and the number of Class A-1 common shares issuable upon exercise of such option (6,000) were adjusted in a manner that preserves the aggregate "in the money" value of the option. The option otherwise remains subject in all respects to the terms of the 1987 Restated and Amended Stock Option Plan.
[F3]The two reported transactions involved an amendment to an outstanding option, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The exercise price of the original option ($30.75) and the number of Class A-1 common shares issuable upon exercise of such option (25,000) were adjusted in a manner that preserves the aggregate "in the money" value of the option. The option otherwise remains subject in all respects to the terms of the 1987 Restated and Amended Stock Option Plan.

Documents

2 files

Issuer

HealthMarkets, Inc.

CIK 0000773660

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000773660

Filing Metadata

Form type: 4
Filed: Jul 6, 8:00 PM ET
Accepted: Jul 7, 11:53 AM ET
Size: 21.3 KB

View on SEC.gov