4//SEC Filing
TBS INTERNATIONAL LTD 4
Accession 0001209191-05-034777
CIK 0001065648operating
Filed
Jun 30, 8:00 PM ET
Accepted
Jul 1, 6:47 PM ET
Size
35.0 KB
Accession
0001209191-05-034777
Insider Transaction Report
Form 4
Blatte Lawrence A
Senior Exec. Vice President
Transactions
- Exercise/Conversion
Class A Common Shares, par value $0.01 per share
2005-06-29+104,034→ 104,034 total(indirect: By Trust) - Exercise/Conversion
Class A Common Shares, par value $0.004 per share
2005-06-29−30,000→ 0 total(indirect: By Trust)→ See Note - Exercise/Conversion
Class B Common Shares, par value $0.01 per share
2005-06-29+121,783→ 121,783 total - Sale
Class A Common Shares, par value $0.01 per share
2005-06-29$10.00/sh−37,974$379,740→ 24,871 total - Exercise/Conversion
Preference Shares, par value $0.004 per share
2005-06-29−45,000→ 0 total(indirect: By Trust)→ See Note - Exercise/Conversion
Class B Common Shares, par value $0.004 per share
2005-06-29−55,500→ 0 total→ See Note - Exercise/Conversion
Class B Common Shares, par value $0.01 per share
2005-06-29+201,600→ 201,600 total(indirect: By Trust) - Exercise/Conversion
Preference Shares, par value $0.004 per share
2005-06-29−5,000→ 0 total→ See Note - Exercise/Conversion
Class A Common Shares, par value $0.01 per share
2005-06-29+62,845→ 62,845 total - Exercise/Conversion
Class A Common Shares, par value $0.004 per share
2005-06-29−15,000→ 0 total→ See Note
Footnotes (11)
- [F1]These shares resulted automatically upon the share conversions, consolidations, redesignations and warrant exercise of the Issuer's issued and outstanding shares which are expected to occur in conjunction with its planned initial public offering and reflected in the Issuer's Form S-1 (File No. 333-123157).
- [F10]In conjunction with the Issuer's planned initial public offering, these Class B common shares, par value $0.004 per share, have converted into 41,171 New Class A common shares, par value $0.01 per share, and 79,783 New Class B common shares, par value $0.01 per share, of the Issuer.
- [F11]In conjunction with the Issuer's planned initial public offering, these Preference Shares, par value $0.004 per share, have converted into 8,669 New Class A common shares, par value $0.01 per share, and 16,800 New Class B common shares, par value $0.01 per share, of the Issuer.
- [F2]These shares are directly owned by The Lawrence A. Blatte 2005 Qualified Grantor Retained Annuity Trust (GRAT) and indirectly owned by Lawrence A. Blatte as trustee of the trust.
- [F3]These shares are directly owned by the The Barbara H. Blatte 2005 Qualified Grantor Retained Annuity Trust (GRAT) and indirectly owned by Barbara H. Blatte as trustee of the trust.
- [F4]These shares are held by Blatte Group LLC, which is jointly owned by Lawrence A. Blatte and his wife, Barbara H. Blatte. Mr. Blatte is the manager of Blatte Group LLC and Mr. and Mrs. Blatte have shared voting and investment power over the shares owned by the Blatte Group LLC.
- [F5]These shares automatically converted upon the share conversions, consolidations, redesignations and warrant exercise of the Issuer's issued and outstanding shares which are expected to occur in conjunction with its planned initial public offering and reflected in the Issuer's Form S-1 (File No. 333-123157).
- [F6]Not applicable.
- [F7]In conjunction with the Issuer's planned initial public offering, these Class A common shares, par value $0.004 per share, have converted into 26,008 New Class A common shares, par value $0.01 per share, and 50,400 New Class B common shares, par value $0.01 per share, of the Issuer.
- [F8]In conjunction with the Issuer's planned initial public offering, these Preference shares, par value $0.004 per share, have converted into 78,025 New Class A common shares, par value $0.01 per share, and 151,200 New Class B common shares, par value $0.01 per share, of the Issuer.
- [F9]In conjunction with the Issuer's planned initial public offering, these Class A common shares, par value $0.004 per share, have converted into 13,004 New Class A common shares, par value $0.01 per share, and 25,200 New Class B common shares, par value $0.01 per share, of the Issuer.
Documents
Issuer
TBS INTERNATIONAL LTD
CIK 0001065648
Entity typeoperating
Related Parties
1- filerCIK 0001065648
Filing Metadata
- Form type
- 4
- Filed
- Jun 30, 8:00 PM ET
- Accepted
- Jul 1, 6:47 PM ET
- Size
- 35.0 KB