Home/Filings/4/0001209191-05-023360
4//SEC Filing

ASCENTIAL SOFTWARE CORP 4

Accession 0001209191-05-023360

CIK 0000799089operating

Filed

May 2, 8:00 PM ET

Accepted

May 3, 1:09 PM ET

Size

32.3 KB

Accession

0001209191-05-023360

Insider Transaction Report

Form 4
Period: 2005-04-29
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-2945,0000 total
    Exercise: $8.00Exp: 2007-04-02Common Stock (45,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-294,3750 total
    Exercise: $10.49Exp: 2008-01-30Common Stock (4,375 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-298,7500 total
    Exercise: $30.72Exp: 2009-01-29Common Stock (8,750 underlying)
  • Disposition to Issuer

    Common Stock

    2005-04-2962,8090 total(indirect: By Trust)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-297,5000 total
    Exercise: $11.56Exp: 2012-06-18Common Stock (7,500 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-2915,0000 total
    Exercise: $15.28Exp: 2014-06-18Common Stock (15,000 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-293,5000 total
    Exercise: $18.29Exp: 2007-01-31Common Stock (3,500 underlying)
  • Disposition to Issuer

    Stock Option (right to buy)

    2005-04-293,7500 total
    Exercise: $22.64Exp: 2011-06-07Common Stock (3,750 underlying)
Footnotes (8)
  • [F1]Shares listed on Line 1 of Table I were disposed of in a merger transaction between Ascential Software Corporation and IBM (the "Merger") for a cash price of $18.50 per share, as set forth in the definitive Proxy Statement of Ascential dated April 1, 2005, as supplemented by the Supplement to the Proxy Statement dated April 14, 2005, relating to the Merger (the "Merger Proxy Statement").
  • [F2]The options listed in Line 1 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $8.00 per share option exercise price.
  • [F3]The options listed in Line 2 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $10.492 per share option exercise price.
  • [F4]The options listed in Line 3 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $11.56 per share option exercise price.
  • [F5]The options listed in Line 4 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $15.28 per share option exercise price.
  • [F6]The options listed in Line 5 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $16.491 per share option exercise price.
  • [F7]The options listed in Line 6 of Table II were accelerated prior to and converted upon the Merger into the right to receive an amount in cash equal to the number of shares of Ascential common stock subject to the options multiplied by the excess of $18.50 over the $18.288 per share option exercise price.
  • [F8]The options listed in Lines 7 through 11 of Table II were accelerated prior to and cancelled in the Merger because the exercise price exceeded $18.50.

Issuer

ASCENTIAL SOFTWARE CORP

CIK 0000799089

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000799089

Filing Metadata

Form type
4
Filed
May 2, 8:00 PM ET
Accepted
May 3, 1:09 PM ET
Size
32.3 KB