Home/Filings/4/0001209191-04-059121
4//SEC Filing

SPSS INC 4

Accession 0001209191-04-059121

CIK 0000869570operating

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 3:21 PM ET

Size

9.5 KB

Accession

0001209191-04-059121

Insider Transaction Report

Form 4
Period: 2004-12-21
Panza Raymond
Exec. VP, CFO, Secretary
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    2004-12-21+15,00015,000 total
    Exercise: $15.98From: 2005-01-21Exp: 2014-12-20Common Stock (15,000 underlying)
  • Award

    Employee Stock Option (Right to Buy)

    2004-12-21+25,00025,000 total
    Exercise: $15.98From: 2011-12-21Exp: 2014-12-20Common Stock (25,000 underlying)
Footnotes (3)
  • [F1]These options will vest ratably over a four-year period with 2.09% of the total option becoming exercisable on the first day after the conclusion of the first month following the Grant Date and an additional 2.09% of the shares originally covered by the option becoming exercisable on the first day following the conclusion of each month thereafter.
  • [F2]The Employee Stock Option was granted to the Reporting Person, and was not sold to the Reporting Person. As such, the Reporting Person did not pay any consideration for the Employee Stock Option.
  • [F3]These options were granted with a seven-year cliff-vesting provisions, subject to acceleration if the SPSS Board of Directors determines that certain performance criteria were achieved for the year ended December 31, 2005. If vesting is accelerated, the vesting schedule is as follows: If vesting is accelerated, the vesting schedule shall be as follows: 25% of the total option will become exercisable on the first anniversary of the Grant Date, an additional 2.09% of the number of shares originally covered by the option on the first day following the conclusion of each month in the second, third and fourth years following the Grant Date (other than the final month of the fourth year following the Grant Date); and an additional 1.85% of the number of shares originally covered by the option on the first day following the conclusion of the final month of the fourth year following the Grant Date.

Issuer

SPSS INC

CIK 0000869570

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000869570

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 3:21 PM ET
Size
9.5 KB