4//SEC Filing
ASHMORE EMERGING MARKETS DEBT FUND 4
Accession 0001209191-04-045460
CIK 0000889949other
Filed
Sep 22, 8:00 PM ET
Accepted
Sep 23, 7:10 PM ET
Size
24.1 KB
Accession
0001209191-04-045460
Insider Transaction Report
Form 4
ASHMORE INVESTMENT MANAGEMENT LTD
10% Owner
Transactions
- Exercise of In-Money
Series A Convertible Preferred Stock
2004-09-21−18,000→ 12,000 total→ Common Stock, par value $0.001 per share (180,000 underlying) - Exercise of In-Money
Option (to sell)
2004-09-21−18,000→ 0 totalFrom: 2004-09-21Exp: 2004-11-02→ Series A Convertible Preferred Stock (180,000 underlying) - Exercise of In-Money
Option (to sell)
2004-09-21−241,800→ 0 totalFrom: 2004-09-21Exp: 2004-11-02→ Common Stock, par value $0.001 per share (241,800 underlying) - Exercise of In-Money
Common Stock, par value $0.001 per share
2004-09-21$5.04/sh−241,800$1,218,672→ 2,750,936 total
Footnotes (2)
- [F1]On September 21, 2004, TDC A/S exercised an option to purchase 241,800 shares of Common Stock from Asset Holder PCC No. 2 Limited re: Ashmore Emerging Economy Portfolio (the "AEEP Option"). The exercise price of the AEEP Option was $5.04 per share of Common Stock. The exercise of the AEEP Option is an exempt transaction pursuant to Rule 16b-6.
- [F2]On September 21, 2004, TDC A/S exercised an option to purchase 18,000 shares of Series A Convertible Preferred Stock from Ashmore Global Special Situations Fund Limited (the "GSSF Option"). The exercise price of the GSSF Option was US$55.44 per share of Preferred Stock. The exercise of the GSSF Option is an exempt transaction pursuant to Rule 16b-6. Holders of the Preferred Stock have the right, at any time, to convert such shares into 10 shares of Common Stock without expiration.
Documents
Issuer
HUNGARIAN TELEPHONE & CABLE CORP
CIK 0000889949
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001267160
Filing Metadata
- Form type
- 4
- Filed
- Sep 22, 8:00 PM ET
- Accepted
- Sep 23, 7:10 PM ET
- Size
- 24.1 KB