4//SEC Filing
ASHMORE EMERGING MARKETS DEBT FUND 4
Accession 0001209191-04-043692
CIK 0000889949other
Filed
Sep 7, 8:00 PM ET
Accepted
Sep 8, 3:54 PM ET
Size
26.7 KB
Accession
0001209191-04-043692
Insider Transaction Report
Form 4
ASHMORE INVESTMENT MANAGEMENT LTD
10% Owner
Transactions
- Purchase
Preferred Stock
2004-09-03$55.00/sh+30,000$1,650,000→ 30,000 totalExercise: $55.00From: 2004-09-03Exp: 2004-09-03→ Common Stock (300,000 underlying) - Purchase
Common Stock, par value $0.001 per share
2004-09-03$5.00/sh+403,000$2,015,000→ 683,000 total
Footnotes (2)
- [F1]On September 3, 2004, AEEP entered into a Purchase and Sale Agreement with Citizens Communications Company pursuant to which it purchased 403,000 shares of Common Stock for a purchase price of US$2,015,000 or US$5.00 per share of Common Stock (the "AEEP Purchase and Sale Agreement"). The funds for the purchase of the Common Stock by AEEP were provided out of the general investment funds of AEEP. Following this transaction AEEP is the direct beneficial owner of 683,000 shares of Common Stock.
- [F2]On September 3, 2004, GSSF entered into a Purchase and Sale Agreement with CU Capital LLC (formerly CU Capital Corp.) pursuant to which it purchased 30,000 shares of Preferred Stock for a purchase price of US$1,650,000 or US$55.00 per share of Preferred Stock (the "GSSF Purchase and Sale Agreement"). The funds for the purchase of the Preferred Stock by GSSF were provided out of the general investment funds of GSSF. Because each share of Preferred Stock is immediately convertible into ten (10) shares of Common Stock, GSSF will be deemed to beneficially own the 300,000 shares of Common Stock into which the 30,000 shares of Preferred Stock it purchased may be converted. Following this transaction GSSF is the direct beneficial owner of 1,548,572 shares of Common Stock and 30,000 Preferred Stock.
Issuer
HUNGARIAN TELEPHONE & CABLE CORP
CIK 0000889949
Entity typeother
IncorporatedCayman Islands
Related Parties
1- filerCIK 0001267160
Filing Metadata
- Form type
- 4
- Filed
- Sep 7, 8:00 PM ET
- Accepted
- Sep 8, 3:54 PM ET
- Size
- 26.7 KB