BREKKA RICHARD 4/A
4/A · VITALSTREAM HOLDINGS INC · Filed Jul 14, 2004
Insider Transaction Report
Form 4/AAmended
BREKKA RICHARD
10% Owner
Transactions
- Conversion
Series A Preferred Stock
2004-06-15$1000.00/sh−550$550,000→ 0 total(indirect: by limited liability company)Exercise: $0.23From: 2003-09-30Exp: 2025-09-30→ Common Stock (2,340,426 underlying) - Award
Common Stock
2004-07-13$0.61/sh+3,456,713$2,099,953→ 17,596,021 total(indirect: by limited liability company) - Award
Common Stock
2004-06-15$0.20/sh+5,516,411$1,099,972→ 17,596,021 total(indirect: by limited liability company) - Award
Common Stock
2004-06-15$0.23/sh+2,340,426$550,000→ 17,596,021 total(indirect: by limited liability company) - Conversion
Convertible Notes
2004-06-15$1100000.00/sh→ 0 total(indirect: by limited liability company)Exercise: $0.20From: 2003-11-26Exp: 2006-01-15→ Common Stock (5,516,411 underlying) - Award
Warrants
2004-07-13$2100000.00/sh+1,037,014$2,177,729,400,000→ 1,037,014 total(indirect: by limited liability company)Exercise: $0.61From: 2004-06-15Exp: 2009-06-15→ Common Stock (1,037,014 underlying)
Footnotes (4)
- [F1]The Reporting Person is an indirect managing member of Dolphin Communications Fund II, L.P. and Dolphin Communications Parallel Fund II (Netherlands), L.P., which collectively own the securities of the Issuer disclosed in this Form 4.
- [F2]This Amendment to Form 4 is being filed solely to correct an error in the number of shares of Common Stock and Warrants previously reported as being acquired by the Reporting Person.
- [F3]The Reporting Person purchased shares of Common Stock and each share of Common Stock was accompanied with a warrant granting the holder the right to purchase .3 shares of Common Stock of the Issuer for each share of Common Stock purchased.
- [F4]Represents the number of shares of Common Stock for which the warrant is exercisable.