CRUZ THOMAS A 4
4 · CONVERGYS CORP · Filed Jan 12, 2004
Insider Transaction Report
Form 4
CRUZ THOMAS A
SVP HR and Admin.
Transactions
- Purchase
Common Shares
2004-01-09$19.39/sh+54.181$1,050→ 2,917.922 total(indirect: By Trust) - Exercise/Conversion
Common Shares
2004-01-09$9.64/sh+6,000$57,822→ 31,000 total - Exercise/Conversion
Option
2004-01-09$19.32/sh−6,000$115,920→ 197,086 totalExercise: $9.64From: 1999-01-02Exp: 2006-01-02→ Common Shares (6,000 underlying) - Sale
Common Shares
2004-01-09$19.32/sh−6,000$115,920→ 25,000 total
Holdings
- 27,813.082
Phantom Share Unit
Exercise: $0.00→ Common Shares (0 underlying) - 100(indirect: By Spouse)
Common Shares
- 480.746(indirect: By Trust)
Common Shares
Footnotes (6)
- [F1]The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F2]The reporting person is a custodian for his minor child for these securities.
- [F3]Common shares balance held in Retirement Savings Plan.
- [F4]Option shares granted under the Convergys 1998 Long Term Incentive Plan, which is a Rule 16b-3 Plan.
- [F5]Right to buy.
- [F6]Acquired on various dates between January 1 and January 9, 2004 pursuant to the Convergys Corporation Executive Deferred Compensation Plan, at prices ranging from $17.44 and $19.96 per share. Phantom shares are payable in cash or common shares of the Company upon termination of employment.