4//SEC Filing
EXEL PLC 4
Accession 0001209191-03-033329
CIK 0001181232other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 12:18 PM ET
Size
23.5 KB
Accession
0001209191-03-033329
Insider Transaction Report
Form 4
SIRVA INCSIR
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-12-01$18.50/sh−1,029,517$19,046,065→ 6,302,661 total - Other
Junior Exchangeable Preferred Stock
2003-12-01$32633009.00/sh−24,500$799,508,720,500→ 0 total
EXEL PLC
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-12-01$18.50/sh−1,029,517$19,046,065→ 6,302,661 total - Other
Junior Exchangeable Preferred Stock
2003-12-01$32633009.00/sh−24,500$799,508,720,500→ 0 total
EXEL INVESTMENTS LTD
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-12-01$18.50/sh−1,029,517$19,046,065→ 6,302,661 total - Other
Junior Exchangeable Preferred Stock
2003-12-01$32633009.00/sh−24,500$799,508,720,500→ 0 total
EXEL INTERNATIONAL HOLDINGS LTD
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-12-01$18.50/sh−1,029,517$19,046,065→ 6,302,661 total - Other
Junior Exchangeable Preferred Stock
2003-12-01$32633009.00/sh−24,500$799,508,720,500→ 0 total
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-12-01$18.50/sh−1,029,517$19,046,065→ 6,302,661 total - Other
Junior Exchangeable Preferred Stock
2003-12-01$32633009.00/sh−24,500$799,508,720,500→ 0 total
REALCAUSE LTD
10% Owner
Transactions
- Sale
Common Stock, par value $0.01 per share
2003-12-01$18.50/sh−1,029,517$19,046,065→ 6,302,661 total - Other
Junior Exchangeable Preferred Stock
2003-12-01$32633009.00/sh−24,500$799,508,720,500→ 0 total
Footnotes (7)
- [F1]Exel International Holdings (Netherlands 2) B.V. ("Holdings"), a group member, is a direct wholly-owned subsidiary of Exel International Holdings (Netherlands 1) B.V. ("Holdings1"), an indirect wholly-owned subsidiary of Realcause Ltd. ("Realcause"), an indirect wholly-owned subsidiary of Exel International Holdings Ltd. ("International"), an indirect wholly-owned subsidiary of Exel Investments Ltd. ("Investments") and an indirect wholly-owned subsidiary of Exel plc ("Exel"). Holdings owns directly 6,302,661 shares of Common Stock ("Common Stock"), par value $0.01 per share, of SIRVA, Inc. (the "Company").
- [F2]The 24,500 shares of Junior Exchangeable Preferred Stock of the Company were called for redemption by the Company at a price equal to the liquidation preference of such securities of $1,000 per share plus net accrued and unpaid dividends of $8,133,009.
- [F3]Holdings1, a group member and direct wholly-owned subsidiary of Realcause, does not own directly, any shares of Common Stock of the Company. Holdings1 has an indirect beneficial ownership interest in 6,302,661 shares of Common Stock of the Company, owned by Holdings1's direct wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Securities Exchange Act of 1934 (the "Act") or for any other purpose.
- [F4]Realcause, a group member and direct wholly-owned subsidiary of International, does not own directly, any shares of Common Stock of the Company. Realcause has an indirect beneficial ownership interest in 6,302,661 shares of Common Stock of the Company, owned by Realcause's indirect wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Act or for any other purpose.
- [F5]International, a group member and direct wholly-owned subsidiary of Investments, does not own directly, any shares of Common Stock of the Company. International has an indirect beneficial ownership interest in 6,302,661 shares of Common Stock of the Company, owned by International's indirect wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Act or for any other purpose.
- [F6]Investments, a group member and direct wholly-owned subsidiary of Exel, does not own directly, any shares of Common Stock of the Company. Investments has an indirect beneficial ownership interest in 6,302,661 shares of Common Stock of the Company, owned by Investments's indirect wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Act or for any other purpose.
- [F7]Exel, a group member, does not own directly, any shares of Common Stock of the Company. Exel has an indirect beneficial ownership interest in 6,302,661 shares of Common Stock of the Company, owned by Exel's indirect wholly-owned subsidiary Holdings. This report shall not be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 of the Act or for any other purpose.
Documents
Issuer
SIRVA INC
CIK 0001181232
Entity typeother
IncorporatedUnited Kingdom
Related Parties
1- filerCIK 0001271204
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 12:18 PM ET
- Size
- 23.5 KB