4//SEC Filing
DAME DAVID 4
Accession 0001209191-03-033139
CIK 0000873538other
Filed
Dec 1, 7:00 PM ET
Accepted
Dec 2, 5:03 PM ET
Size
6.1 KB
Accession
0001209191-03-033139
Insider Transaction Report
Form 4
DAME DAVID
Director
Transactions
- Conversion
Common Stock
2003-12-02+647,058→ 647,058 total(indirect: See footnote) - Conversion
Series F Preferred Stock
2003-12-02−590,128→ 0 total(indirect: See footnote)→ Common Stock (647,058 underlying)
Footnotes (3)
- [F1]These shares are owned by Key Principal Partners LLC, of which Mr. Dame is a partner. Mr. Dame disclaims beneficial ownership of the shares held by Key Principal Partners LLC, except to the extent of his pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that Mr. Dame is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- [F2]Each share of Series F Preferred Stock automatically converted into approximately 1.10 shares of Common Stock upon the closing of the issuer's initial public offering. The conversion ratio reflects an adjustment to the conversion price upon such closing, pursuant to the issuer's Amended and Restated Certificate of Incorporation.
- [F3]N/A.
Documents
Issuer
OPEN SOLUTIONS INC
CIK 0000873538
Entity typeother
Related Parties
1- filerCIK 0001270272
Filing Metadata
- Form type
- 4
- Filed
- Dec 1, 7:00 PM ET
- Accepted
- Dec 2, 5:03 PM ET
- Size
- 6.1 KB