COSI INC 4/A
4/A · COSI INC · Filed Nov 26, 2003
Insider Transaction Report
Form 4/AAmended
COSI INCCOSI
ZAM HOLDINGS L P
10% Owner
Transactions
- Purchase
Senior Secured Convertible Note
2003-11-24$969240.50/sh+969,240.5$939,427,146,840→ 969,240.5 totalExercise: $1.50From: 2003-11-24→ Common Stock (646,160 underlying) - Purchase
Senior Secured Convertible Note
2003-11-24$1943068.74/sh+1,943,068.74$3,775,516,128,365→ 1,943,068.74 totalExercise: $1.50From: 2003-11-24→ Common Stock (1,295,379 underlying)
Footnotes (5)
- [F1]Two senior secured notes of the Issuer held by ZAM Holdings, L.P. ("ZAM Holdings") became convertible on November 24, 2003 following the approval of the Issuer's stockholders at the Issuer's annual meeting.
- [F2]These figures reflect the aggregate dollar amount of the note rather than the number of notes.
- [F3]The notes do not have an expiration date; however, they are payable on December 31, 2004.
- [F4]The derivative securities reported are directly owned only by ZAM Holdings. PBK Holdings, Inc. ("PBK Holdings"), as the general partner of ZAM Holdings, and Philip B. Korsant ("Korsant"), as the sole shareholder of PBK Holdings, may be deemed indirect beneficial owners under Rule 16a-1(a)(1) of the Securities Exchange Act of 1934, as amended (the "Act"), of securities of the Issuer beneficially owned by ZAM Holdings. Other than with respect to their direct or indirect ownership interest in ZAM Holdings, PBK Holdings and Korsant are not beneficial owners pursuant to Rule 16a-1(a)(1) of the Act of any securities of the Issuer.
- [F5]PBK Holdings, as the general partner of ZAM Holdings and as the general partner of certain limited partners of ZAM Holdings, and Korsant, as sole shareholder of PBK Holdings, may be deemed indirect beneficial owners under Rule 16a-1(a)(2) of the Act of securities of the Issuer beneficially owned by ZAM Holdings. Other than with respect to their direct or indirect ownership interest in ZAM Holdings, PBK Holdings and Korsant are not beneficial owners pursuant to Rule 16a-1(a)(2) of the Act of any securities of the Issuer.