Home/Filings/4/0001209191-03-029540
4//SEC Filing

BARKOCY FRANK J 4

Accession 0001209191-03-029540

CIK 0001262276other

Filed

Nov 9, 7:00 PM ET

Accepted

Nov 10, 4:23 PM ET

Size

5.4 KB

Accession

0001209191-03-029540

Insider Transaction Report

Form 4
Period: 2003-11-10
Transactions
  • Conversion

    7% Series A Non-Cumulative Convertible Perpetual Pref. Stock

    2003-11-102,5000 total
    Common Stock (2,500 underlying)
  • Conversion

    Common Stock

    2003-11-10+2,5002,500 total
Footnotes (2)
  • [F1]Pursuant to the terms of a Securities Conversion Agreement, dated October 20, 2003, by and among the Issuer and all of the holders of its 7% Series A Non-Cumulative Convertible Perpetual Preferred Stock ("Preferred Stock"), the reporting person converted 2,500 shares of Preferred Stock into common stock, at a conversion ratio of one-for-one.
  • [F2]The preferred stock was convertible upon issuance and there was no expiration date.

Issuer

COAST FINANCIAL HOLDINGS INC

CIK 0001262276

Entity typeother

Related Parties

1
  • filerCIK 0001268148

Filing Metadata

Form type
4
Filed
Nov 9, 7:00 PM ET
Accepted
Nov 10, 4:23 PM ET
Size
5.4 KB