4//SEC Filing
KISS ROBERT E 4
Accession 0001209191-03-029053
CIK 0001131907other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 5:18 PM ET
Size
18.3 KB
Accession
0001209191-03-029053
Insider Transaction Report
Form 4
CANCERVAX CORPCNVX
KISS ROBERT E
Director
Transactions
- Conversion
Common Stock
2003-11-04+578,417→ 578,417 total(indirect: By Fund) - Conversion
Common Stock
2003-11-04+165,384→ 165,384 total(indirect: By Fund) - Conversion
Series C Preferred Stock
2003-11-04−70,044→ 0 total(indirect: By Fund)Exercise: $8.84→ Common Stock (70,044 underlying) - Conversion
Common Stock
2003-11-04+1,583→ 32,575 total(indirect: By Fund) - Conversion
Common Stock
2003-11-04+244,972→ 823,389 total(indirect: By Fund) - Conversion
Series C Preferred Stock
2003-11-04−244,972→ 0 total(indirect: By Fund)Exercise: $8.84→ Common Stock (244,972 underlying) - Conversion
Common Stock
2003-11-04+70,044→ 235,428 total(indirect: By Fund) - Conversion
Common Stock
2003-11-04+30,992→ 30,992 total(indirect: By Fund) - Conversion
Series B Preferred Stock
2003-11-04−30,992→ 0 total(indirect: By Fund)Exercise: $9.68→ Common Stock (30,992 underlying) - Conversion
Series C Preferred Stock
2003-11-04−1,583→ 0 total(indirect: By Fund)Exercise: $8.84→ Common Stock (1,583 underlying) - Conversion
Series B Preferred Stock
2003-11-04−578,417→ 0 total(indirect: By Fund)Exercise: $9.68→ Common Stock (578,417 underlying) - Conversion
Series B Preferred Stock
2003-11-04−165,384→ 0 total(indirect: By Fund)Exercise: $9.68→ Common Stock (165,384 underlying)
Footnotes (6)
- [F1]Not applicable to this transaction.
- [F2]Held by 522 Fifth Avenue Fund.
- [F3]The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in the named fund, and the inclusion of these shares shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F4]Held by J.P. Morgan Direct Venture Capital Institutional Investors II LLC.
- [F5]Held by J.P. Morgan Direct Venture Capital Private Investors II LLC.
- [F6]Immediately convertible.
Documents
Issuer
CANCERVAX CORP
CIK 0001131907
Entity typeother
Related Parties
1- filerCIK 0001265795
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 5:18 PM ET
- Size
- 18.3 KB