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4//SEC Filing

THERMOENERGY CORP 4

Accession 0001209191-03-014865

CIK 0000884504operating

View on SEC.gov Company Profile

Filed

Jul 31, 8:00 PM ET

Accepted

Aug 1, 10:36 AM ET

Size

9.5 KB

Accession

0001209191-03-014865

Insider Transaction Report

Form 4

Period: 2003-07-31

THERMOENERGY CORPTMEN

10% Owner

Transactions

Sale
Convertible Debenture
2003-07-31$1.05/sh−514,813$540,554→ 0 total
Exercise: $1.05From: 1998-01-15Exp: 2004-01-15→ Common Stock (514,813 underlying)
Sale
Convertible Debenture
2003-07-31$1.05/sh−377,858$396,751→ 0 total
Exercise: $1.05From: 2002-12-16Exp: 2007-12-15→ Common Stock (377,858 underlying)
Purchase
Common Stock
2003-07-31$1.05/sh+1,758,839$1,846,781→ 2,156,789 total
Sale
Convertible Debenture
2003-07-31$1.05/sh−391,899$411,494→ 0 total
Exercise: $1.05From: 1998-05-20Exp: 2004-01-15→ Common Stock (391,899 underlying)
Sale
Convertible Debenture
2003-07-31$1.05/sh−424,269$445,482→ 0 total
Exercise: $1.05From: 1998-08-24Exp: 2004-01-15→ Common Stock (424,269 underlying)

Footnotes (3)

[F1]All responses reflect the 1:4 reverse stock split effected in March 1994, the 1:4 reverse stock split effected in December 1996 and the 10% stock dividend issued in June 2002.
[F2]All responses reflect the conversion of the convertible debenture described.
[F3]Upon conversion of all convertible debentures, the reporting person owned 311,104 shares of common stock underlying warrants together with 2,156,789 shares of common stock reflected on Table I.

Documents

1 file

4
bny88836_bny002rst.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

THERMOENERGY CORP

CIK 0000884504

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000884504

Filing Metadata

Form type: 4
Filed: Jul 31, 8:00 PM ET
Accepted: Aug 1, 10:36 AM ET
Size: 9.5 KB

View on SEC.gov