4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001207697-07-000004
CIK 0000053669operating
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 3:15 PM ET
Size
14.7 KB
Accession
0001207697-07-000004
Insider Transaction Report
Form 4
FIORI GIOVANNI JOHN
Executive Vice President
Transactions
- Exercise/Conversion
Common Stock
2007-12-04$13.43/sh−360,000$4,835,700→ 1,041,300 total - Exercise/Conversion
Stock Option
2007-12-04$13.43/sh−360,000$4,835,700→ 0 totalExercise: $13.43From: 2004-11-20Exp: 2012-11-20→ Common Stock (360,000 underlying)
Holdings
- 150,000
Stock Option
Exercise: $22.56From: 2007-11-16Exp: 2015-11-16→ Common Stock (150,000 underlying) - 120,000
Stock Option
Exercise: $23.96From: 2008-10-02Exp: 2016-10-02→ Common Stock (120,000 underlying) - 324,000
Stock Option
Exercise: $17.52From: 2005-11-19Exp: 2013-11-19→ Common Stock (324,000 underlying) - 300,000
Stock Option
Exercise: $20.56From: 2006-11-17Exp: 2014-11-17→ Common Stock (300,000 underlying)
Footnotes (7)
- [F1]On October 2, 2007, the common stock of Johnson Controls, Inc., split 3-for-1, resulting in the reporting person's ownership of 454,200 additional additional shares of common stock.
- [F2]On October 2, 2007, the common stock of Johnson Controls, Inc., split 3-for-1, resulting in the reporting person's ownership of 240,000 additional options. The option price changed from $40.2975 to $13.4325.
- [F3]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
- [F4]On October 2, 2007, the common stock of Johnson Controls, Inc., split 3-for-1, resulting in the reporting person's ownership of 216,000 additional options. The option price changed from $52.55 to $17.5167.
- [F5]On October 2, 2007, the common stock of Johnson Controls, Inc., split 3-for-1, resulting in the reporting person's ownership of 200,000 additional options. The option price changed from $61.69 to $20.5633.
- [F6]On October 2, 2007, the common stock of Johnson Controls, Inc., split 3-for-1, resulting in the reporting person's ownership of 100,000 additional options. The option price changed from $67.685 to $22.5617.
- [F7]On October 2, 2007, the common stock of Johnson Controls, Inc., split 3-for-1, resulting in the reporting person's ownership of 80,000 additional options. The option price changed from $71.895 to $23.965.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 3:15 PM ET
- Size
- 14.7 KB