Home/Filings/4/0001206774-14-002954
4//SEC Filing

DAEGIS INC. 4

Accession 0001206774-14-002954

CIK 0000880562operating

Filed

Sep 30, 8:00 PM ET

Accepted

Oct 1, 4:58 PM ET

Size

17.9 KB

Accession

0001206774-14-002954

Insider Transaction Report

Form 4
Period: 2014-09-29
Transactions
  • Purchase

    Common Stock

    2014-09-29$0.82/sh+700$57430,648 total
  • Purchase

    Common Stock

    2014-09-29$0.83/sh+4,300$3,58634,948 total
Holdings
  • Stock Option

    Exercise: $2.55Exp: 2017-05-01Common Stock (2,000 underlying)
    9,000
  • Stock Option

    Exercise: $6.40Exp: 2018-05-02Common Stock (5,000 underlying)
    14,000
  • Stock Option

    Exercise: $2.10Exp: 2016-03-10Common Stock (7,000 underlying)
    7,000
  • Stock Option

    Exercise: $1.92Exp: 2021-07-01Common Stock (7,500 underlying)
    43,000
  • Stock Option

    Exercise: $1.40Exp: 2022-05-01Common Stock (12,500 underlying)
    55,500
  • Stock Option

    Exercise: $2.60Exp: 2019-05-05Common Stock (6,500 underlying)
    20,500
  • Stock Option

    Exercise: $3.56Exp: 2020-05-04Common Stock (10,000 underlying)
    30,500
  • Stock Option

    Exercise: $2.90Exp: 2021-05-02Common Stock (5,000 underlying)
    35,500
Footnotes (8)
  • [F1]Option granted 03/10/06 pursuant to the 2001 Stock Option Plan and vests monthly as to one thirty-sixth (1/36th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F2]Option granted 05/01/07 (#3746) pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F3]Option granted 05/02/08 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F4]Option granted 05/05/09 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F5]Option granted 05/04/10 pursuant to the 2001 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F6]Option granted 05/02/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F7]Option granted 07/01/11 pursuant to the 2010 Stock Option Plan and vests monthly as to one tenth (1/10th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.
  • [F8]Option granted 05/01/12 pursuant to the 2010 Stock Option Plan and vests monthly as to one twelfth (1/12th) of the subject shares upon completion of each full month of continuous directorship with Daegis Inc. Option is exercisable to the extent vested.

Issuer

DAEGIS INC.

CIK 0000880562

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000880562

Filing Metadata

Form type
4
Filed
Sep 30, 8:00 PM ET
Accepted
Oct 1, 4:58 PM ET
Size
17.9 KB