WILLE TODD 4

4 · DAEGIS INC. · Filed May 3, 2012

Insider Transaction Report

Form 4

Period: 2012-05-01

DAEGIS INC.DAEG

WILLE TODD

DirectorPresident, CEO

Transactions

Award
Stock Option
2012-05-01$1.40/sh+50,000$70,000→ 50,000 total
Exercise: $1.40Exp: 2022-05-01→ Common Stock (50,000 underlying)

Holdings

Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (30,000 underlying)
30,000
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (24,750 underlying)
24,750
Stock Option
Exercise: $2.75Exp: 2012-05-09→ Common Stock (30,000 underlying)
30,000
Stock Option
Exercise: $6.40Exp: 2018-05-02→ Common Stock (75,000 underlying)
75,000
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (63,750 underlying)
63,750
Stock Option
Exercise: $3.56Exp: 2020-05-04→ Common Stock (21,250 underlying)
21,250
Stock Option
Exercise: $1.92Exp: 2021-07-01→ Common Stock (74,250 underlying)
74,250
Stock Option
Exercise: $2.55Exp: 2017-05-01→ Common Stock (24,000 underlying)
24,000
Stock Option
Exercise: $5.20Exp: 2017-11-27→ Common Stock (60,000 underlying)
60,000
Stock Option
Exercise: $2.60Exp: 2019-05-05→ Common Stock (87,500 underlying)
87,500
Stock Option
Exercise: $2.90Exp: 2021-05-02→ Common Stock (66,000 underlying)
66,000

Footnotes (12)

[F1]Option granted 5/9/02 (#3535), pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
[F10]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
[F11]Option granted 7/1/11, pursuant to the 2010 Stock Option Plan and vests over a three-year period with sixty-seven (67%) percent vesting on April 30, 2013 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2014 if specific stock price appreciation goals are achieved.
[F12]Option granted 5/1/12, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
[F2]Non Plan Option granted 5/1/07 (#3737) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
[F3]Non Plan Option granted 5/1/07 (#3740) and vests in full on 4/30/08 if several financial performance goals are achieved.
[F4]Non Plan Option granted 11/27/07 (#3788) and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
[F5]Option granted 5/2/08, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
[F6]Option granted 5/5/09, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
[F7]Option granted 5/4/10, pursuant to the 2001 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.
[F8]Option granted 5/4/10, will vest over a three-year period with sixty-seven (67%) percent vesting on April 30, 2012 and the remainder will vest evenly as to 1/12th per month until the option is fully vested on April 30, 2013.
[F9]Option granted 5/2/11, pursuant to the 2010 Stock Option Plan and vests monthly as to one forty-eighth (1/48th) of the subject shares upon completion of each full month of continuous employment with Daegis Inc. Option is exercisable to the extent vested.

Documents

1 file

4
wille_form4.xmlPrimary
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES