4//SEC Filing
JOHNSON CONTROLS INC 4
Accession 0001205049-05-000001
CIK 0000053669operating
Filed
Aug 30, 8:00 PM ET
Accepted
Aug 31, 5:18 PM ET
Size
20.3 KB
Accession
0001205049-05-000001
Insider Transaction Report
Form 4
ZUTZ DENISE M
Vice President
Transactions
- Exercise/Conversion
Common Stock
2005-08-29$29.20/sh+14,000$408,845→ 71,682 total - Exercise/Conversion
Stock Option
2005-08-29$29.20/sh−14,000$408,845→ 0 totalExercise: $29.20From: 2001-11-17Exp: 2009-11-17→ Common Stock (14,000 underlying) - Tax Payment
Common Stock
2005-08-29$60.09/sh+9,402$564,966→ 62,275 total
Holdings
- 16,000
Stock Option
Exercise: $28.42From: 2002-11-15Exp: 2010-11-15→ Common Stock (16,000 underlying) - 18,000
Stock Option
Exercise: $40.30From: 2004-11-20Exp: 2012-11-20→ Common Stock (18,000 underlying) - 2,768.55
Phantom Stock Units/Excess Benefit Plan
→ Common Stock (2,768.55 underlying) - 10,000
Stock Option
Exercise: $40.12From: 2003-11-14Exp: 2011-11-14→ Common Stock (10,000 underlying) - 8,640.912(indirect: By Trust)
Common Stock
- 370.374
Phantom Stock Units / Restricted Stock Plan
→ Common Stock (370.374 underlying)
Footnotes (7)
- [F1]The number of underlying securities is based on the stock fund balance on August 30, 2005. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a August 30, 2005, stock fund price of $60.05 per share.
- [F2]The phantom stock units convert to the common stock's cash value on a one-to-one basis.
- [F3]The phantom stock units were accrued under the Johnson Controls Equalization 401(k) Benefit Plan and are to be settled 100% in cash upon the reporting person's retirement.
- [F4]Includes 219.746 phantom stock units acquired through the reinvestment of dividends on January 3, March 31 and June 30, 2005, at prices ranging from $55.76 to $62.79 per phantom unit.
- [F5]The phantom stock units were accrued under the Johnson Controls Restricted Stock Plan and are to be settled 100% in cash upon the vesting of the reporting person's restricted stock to which they relate.
- [F6]Includes 139.063 phantom stock units acquired through the reinvestment of dividends on January 3, March 31 and June 30, 2005, at prices ranging from $55.76 to 62.79 per phantom unit.
- [F7]Fifty percent of the options become exercisable two years after the grant date; the remaining 50%, three years after grant date.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeoperating
IncorporatedWI
Related Parties
1- filerCIK 0000053669
Filing Metadata
- Form type
- 4
- Filed
- Aug 30, 8:00 PM ET
- Accepted
- Aug 31, 5:18 PM ET
- Size
- 20.3 KB