BLACK NATALIE A 4
4 · JOHNSON CONTROLS INC · Filed Jan 25, 2013
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Phantom Stock Units/Directors' Deferred Comp Plan
2013-01-23$30.73/sh+4,230$129,988→ 47,495.623 total→ Common Stock (4,230 underlying)
Holdings
- 15,990
Common Stock
- 22,020.611
Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (22,020.611 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 1,058.130 phantom stock units acquired through reinvestment of dividends on April 3, July 3, October 2, and December 28, 2012 at prices ranging from $27.55 to $32.60 per phantom unit.
- [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 538.55 phantom stock units acquired through reinvestment of dividends on April 3, July 3, October 2, and December 28, 2012 at prices ranging from $27.55 to $32.60 per phantom unit.