4//SEC Filing
BLACK NATALIE A 4
Accession 0001205033-11-000001
CIK 0000053669other
Filed
Jan 27, 7:00 PM ET
Accepted
Jan 28, 9:25 AM ET
Size
8.8 KB
Accession
0001205033-11-000001
Insider Transaction Report
Form 4
BLACK NATALIE A
Director
Transactions
- Award
Common Stock
2011-01-26$38.84/sh+2,832$109,995→ 11,918 total
Holdings
- 41,414.623
Phantom Stock Units/Directors' Deferred Comp Plan
→ Common Stock (41,414.623 underlying) - 21,078.522
Phantom Stock Units/Directors' Retirement Stock Plan
→ Common Stock (21,078.522 underlying)
Footnotes (5)
- [F1]The phantom stock units convert to the common stock's cash value on a one-for-one basis.
- [F2]The phantom stock units were accrued under the Johnson Controls Directors' Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F3]Includes 700.014 phantom stock units acquired through the reinvestment of dividends on April 2, July 2, and October 4, 2010, and January 4, 2011 at prices ranging from $26.88 to $39.68 per phantom unit.
- [F4]The phantom stock units were accrued under the Johnson Controls Directors' Retirement Plan and are to be settled 100% in cash upon the reporting person's retirement. The reporting person has the right to transfer the value of the phantom stock account into an alternative investment account within the plan.
- [F5]Includes 356.281 phantom stock units acquired through the reinvestment of dividends on April 2, July 2, and October 4, 2010, and January 4, 2011 at prices ranging from $26.88 to $39.68 per phantom unit.
Documents
Issuer
JOHNSON CONTROLS INC
CIK 0000053669
Entity typeother
Related Parties
1- filerCIK 0001205033
Filing Metadata
- Form type
- 4
- Filed
- Jan 27, 7:00 PM ET
- Accepted
- Jan 28, 9:25 AM ET
- Size
- 8.8 KB