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4//SEC Filing

BISHOP JAMES E 4

Accession 0001204949-03-000003

CIK 0000934302other
View on SEC.govCompany Profile

Filed

Oct 1, 8:00 PM ET

Accepted

Oct 2, 9:14 PM ET

Size

10.8 KB

Accession

0001204949-03-000003

Insider Transaction Report

Form 4
Period: 2003-09-30
FIRST SOUTHERN BANCSHARES INC/DE(FSTH.PK)
BISHOP JAMES E
Director
Transactions
  • Purchase

    Common Stock Warrants (right-to-buy)

    2003-09-30$500000.00/sh+14,000$7,000,000,000→ 14,000 total
    Exercise: $0.01From: 2004-09-30Exp: 2006-09-30→ Common Stock (14,000 underlying)
  • Purchase

    Rights to Aquire Common Stock Warrants (right-to-b

    2003-09-30+14,000→ 14,000 total
    Exercise: $0.01From: 2005-09-30Exp: 2007-09-30→ Common Stock (14,000 underlying)
Holdings

  • Common Stock

    68,208

  • Common Stock Warrants (right-to-buy)

    Exercise: $1.00From: 2002-11-01Exp: 2005-11-01→ Common Stock (10,000 underlying)
    10,000

  • Common Stock

    (indirect: By Spouse)
    2,705

  • Incentive Stock Option (right to buy)

    Exercise: $11.75From: 1997-04-17Exp: 2007-04-17→ Common Stock (10,249 underlying)
    10,249

  • Series A Nonconvertible Preferred Stock

    (indirect: By Kilpatrick, Bishop, Inc.)
    15,910
Footnotes (3)
  • [F1]Represents the aggregate cash purchase price of units consisting of (i) capital notes having a principal amount equal to the aggregate purchase price of the units, (ii) warrants and (iii) rights to acquire additional warrants.
  • [F2]On September 30, 2003, the reporting person acquired units consisting of capital notes, warrants and rights to acquire additional warrants from the issuer. The warrants acquired on September 30, 2003 are reported separately on this Form 4. The capital notes purchased on September 30 , 2003 provide the holder the right to acquire these additional warrants on September 30, 2004.
  • [F3]These options were granted under the First Southern Bancshares, Inc. 1996 Stock Option Plan, and are fully vested and exercisable.

Documents

1 file

Issuer

FIRST SOUTHERN BANCSHARES INC/DE

CIK 0000934302

→
Entity typeother

Related Parties

1
  • filerCIK 0001204949

Filing Metadata

Form type
4
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 9:14 PM ET
Size
10.8 KB
View on SEC.gov