4//SEC Filing
Goldberger Daniel S 4
Accession 0001193805-23-001067
CIK 0001560258other
Filed
Aug 2, 8:00 PM ET
Accepted
Aug 3, 3:31 PM ET
Size
8.0 KB
Accession
0001193805-23-001067
Insider Transaction Report
Form 4
Goldberger Daniel S
DirectorChief Executive Officer
Transactions
- Purchase
Common Stock
2023-08-02$4.35/sh+50,991$221,811→ 84,560 total - Purchase
Warrants to Purchase Common Stock
2023-08-02$0.06/sh+25,495$1,593→ 25,495 totalExercise: $4.35From: 2024-02-02Exp: 2029-02-02→ Common Stock (25,495 underlying)
Footnotes (2)
- [F1]On August 2, 2023, pursuant to a private placement offering by the Issuer, the Reporting Person acquired 50,991 Units, each Unit consisting of (i) one share of the Issuer's Common Stock and (ii) one Warrant to purchase one-half share of the Issuer's Common Stock. The combined purchase price in the Offering was $4.4125 per Unit, inclusive of $4.35 per share of Common Stock and $0.0625 per Warrant. Each Warrant entitles the holder thereof to purchase one half of a share of Common Stock, is exercisable beginning six months from the date of issuance at an exercise price of $4.35 per share, and expires five years from the initial exercise date.
- [F2]Includes 10,752 shares that have vested pursuant to previously issued Restricted Stock Units; also includes an additional 3,584 shares issuable pursuant to Restricted Stock Units that will potentially vest on October 1, 2023. All such vested and unvested shares were previously reported on a Form 4 filing at the time of grant. Shares reported account for the 1-for-15 reverse stock split of the Issuer's common stock on February 15, 2023.
Documents
Issuer
electroCore, Inc.
CIK 0001560258
Entity typeother
Related Parties
1- filerCIK 0001382042
Filing Metadata
- Form type
- 4
- Filed
- Aug 2, 8:00 PM ET
- Accepted
- Aug 3, 3:31 PM ET
- Size
- 8.0 KB