H-CYTE, INC.·4

Mar 23, 8:00 AM ET

Lynch Frederick J 4

4 · H-CYTE, INC. · Filed Mar 23, 2022

Insider Transaction Report

Form 4
Period: 2022-03-21
Transactions
  • Exercise of In-Money

    COMMON STOCK

    2022-03-21$0.01/sh+8,321,785$116,5058,321,785 total(indirect: (SEE FOOTNOTE))
  • Other

    STOCK PURCHASE WARRANTS

    2022-03-21$0.01/sh+8,321,785$116,5058,321,785 total(indirect: (SEE FOOTNOTE))
    Exercise: $0.01From: 2022-03-21Exp: 2027-03-21COMMON STOCK (8,321,785 underlying)
  • Exercise of In-Money

    STOCK PURCHASE WARRANTS

    2022-03-218,321,78517,886,434 total(indirect: (SEE FOOTNOTE))
    Exercise: $0.01From: 2020-09-24Exp: 2030-09-24COMMON STOCK (8,321,785 underlying)
Footnotes (3)
  • [F1]Securities held of record by CFRS Investments, LLC, of which Frederick J. Lynch is the sole manager. Each reporting person disclaims beneficial ownership of the securities except to the extent of its or his pecuniary interest therein.
  • [F2]Received in connection with variable conversion price notes. No additional consideration was paid for warrants. Exercise price became fixed at closing of Qualified Financing.
  • [F3]Represents five-year inducement warrants received from the issuer in connection with the exercise of the ten-year warrants.

Documents

1 file
  • 4
    e621483_4-lynch.xmlPrimary