3//SEC Filing
CO-INVESTMENT FUND II, L.P. 3
Accession 0001193805-14-000536
CIK 0001314223other
Filed
Mar 19, 8:00 PM ET
Accepted
Mar 20, 9:55 PM ET
Size
19.4 KB
Accession
0001193805-14-000536
Insider Transaction Report
Form 3
Amber Road, Inc.AMBR
Holdings
- 582,134(indirect: By Funds)
Common Stock, $0.001 par value per share
- (indirect: By Funds)
Series A Preferred Stock
→ Common Stock (3,019,371 underlying) - (indirect: By Funds)
Series C Preferred Stock
→ Common Stock (1,693,696 underlying) - (indirect: By Fund)
Series D Preferred Stock
→ Common Stock (1,389,955 underlying)
Footnotes (7)
- [F1]Consists of shares held by or issuable to Cross Atlantic Technology Fund, II, L.P., The Co-Investment Fund II, L.P. and The Co-Investment 2000 Fund, L.P. (the "Funds"). Donald R. Caldwell, a director of the Issuer, is a director, shareholder and officer of Cross Atlantic Capital Partners II, Inc., which is the general partner of XATF Management II, L.P., which is the general partner of Cross Atlantic Technology Fund II, L.P. Donald R. Caldwell, is director, shareholder and officer of Co-Invest Capital Partners, Inc., which is the general partner Co-Invest Management, L.P., which is the general partner of The Co-Investment 2000 Fund, L.P. Donald R. Caldwell is a director, shareholder and officer of Co-Invest Capital Partners II, Inc., which is the general partner of Co-Invest Management II, L.P., which is the general partner of The Co-Investment Fund II, L.P.
- [F2]The Reporting Persons disclaim beneficial ownership of the shares held by the Funds except to the extent of each Reporting Person's own pecuniary interest therein.
- [F3]Consists of 257,582 shares held by Cross Atlantic Technology Fund II, L.P., 66,971 shares held by The Co-Investment Fund II, L.P. and 257,581 shares held by The Co-Investment 2000 Fund, L.P.
- [F4]Each share of convertible preferred stock is convertible, at any time, at the holder's election, into 0.668 shares of the issuer's common stock. In addition, effective immediately prior to the closing of the issuer's initial public offering of its common stock, each share of convertible preferred stock will automatically convert into 0.668 shares of the issuer's common stock. The convertible preferred stock has no expiration date.
- [F5]Consists of 1,336,005 shares held by Cross Atlantic Technology Fund II, L.P., 347,361 shares held by The Co-Investment Fund II, L.P. and 1,336,005 shares held by The Co-Investment 2000 Fund, L.P.
- [F6]Consists of 818,474 shares held by Cross Atlantic Technology Fund II, L.P., 56,748 shares held by The Co-Investment Fund II, L.P. and 818,474 shares held by The Co-Investment 2000 Fund, L.P.
- [F7]Consists of 1,389,955 shares held by The Co-Investment Fund II, L.P.
Documents
Issuer
Amber Road, Inc.
CIK 0001314223
Entity typeother
IncorporatedPA
Related Parties
1- filerCIK 0001431931
Filing Metadata
- Form type
- 3
- Filed
- Mar 19, 8:00 PM ET
- Accepted
- Mar 20, 9:55 PM ET
- Size
- 19.4 KB