13F-HR 1 e608452_13f-nomurauk.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management U.K. Limited Address: 1 Saint Martin's-Le-Grand Nomura House 6th Floor London, England EC1A 4NT 13F File Number: 028-11455 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nigel Biggs Title: Executive Officer Phone: 44 0207 521 1350 Signature, Place, and Date of Signing: /s/ Nigel Biggs Nigel Biggs, London, May 13, 2011 "Nomura Asset Management Co., Ltd. ("NAM Tokyo") is the parent holding company of certain operating subsidiaries, some of which are or may be institutional investment managers for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules promulgated thereunder. Based upon its parent relationship, NAM Tokyo may be deemed to have investment discretion with respect to positions in Section 13(f) securities held by its operating subsidiaries, including, among others, Nomura Asset Management U.K. Limited ("NAM UK"). The Section 13(f) securities positions of the following operating subsidiaries of NAM Tokyo, which each exceed the $100 million filing threshold, are not included in the Form 13F filed by NAM Tokyo, but are instead reported on separate Forms 13F filed by each of these entities: (i) Nomura Asset Management Singapore Limited ("NAM Singapore"); and (ii) Nomura Asset Management U.K. Limited ("NAM UK"). -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 118 Form 13F Information Table Value Total: 242,706 (thousands) List of Other Included Managers: None

TITLE OF VALUE SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) SH/PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE ------------------------------------------------------------------------------------------------------------------------------------ 3M CO COM 88579Y101 271 2,900 SH Sole 2,900 ABBOTT LABS COM 002824100 368 7,500 SH Sole 7,500 AES CORP COM 00130H105 3,~~237~~540 ~~265~~272,~~800~~300 SH Sole ~~265~~272,~~800~~300 ALLSTATE CORP COM 020002101 213 6,700 SH Sole 6,700 ALTRIA GROUP INC COM 02209S103 5,781 222,100 SH Sole 222,100 AMERICAN EXPRESS CO COM 025816109 3,~~571~~991 8388,~~207~~307 SH Sole 8388,~~207~~307 AMERICAN INTL GROUP INC COM NEW 026874784 253 7,200 SH Sole 7,200 AMGEN INC COM 031162100 246 4,600 SH Sole 4,600 APACHE CORP COM 037411105 6,~~945~~029 5846,~~250~~050 SH Sole 5846,~~250~~050 APPLE INC COM 037833100 3,903 11,200 SH Sole 11,200 AT & T INC COM 00206R102 ~~306~~7,529 10246,~~400~~050 SH Sole 10246,~~400~~050 BANK NOVA SCOTIA HALIFAX COM 064149107 281 4,600 SH Sole 4,600 BANK OF AMERICA CORPORATION COM 060505104 ~~301~~1,603 22120,~~545~~245 SH Sole 22120,~~545~~245 BANK OF MONTREAL QUE COM 063671101 214 3,300 SH Sole 3,300 BCE INC COM NEW 05534B760 228 6,300 SH Sole 6,300 BERKSHIRE HATHAWAY INC DEL CL A 084670108 ~~241~~1,002 28 SH Sole 28 BOEING CO COM 097023105 325 4,400 SH Sole 4,400 BOSTON SCIENTIFIC CORP COM 101137107 93 13,000 SH Sole 13,000 BRISTOL MYERS SQUIBB CO COM 110122108 299 11,300 SH Sole 11,300 CA INC COM 12673P105 3,~~326~~332 ~~136~~137,~~100~~800 SH Sole ~~136~~137,~~100~~800 CANADIAN ~~NAT~~NATURAL RES LTD COM 136385101 63,~~119~~519 ~~137~~71,~~100~~400 SH Sole ~~137~~71,~~100~~400 ~~CENTRAL~~CARDINAL ~~EUROPEAN~~HEALTH ~~DIST~~INC ~~CORP~~COM 14149Y108 243 5,900 SH Sole 5,900 CATERPILLAR INC DEL COM ~~153435102~~149123101 ~~661~~290 282,~~848~~600 SH Sole 282,~~848~~600 CHEVRON CORP NEW COM 166764100 45,~~974~~255 5448,~~511~~911 SH Sole 5448,~~511~~911 CISCO SYSTEMS INC COM 17275R102 422 24,600 SH Sole 24,600 CITIGROUP INC COM ~~172967101~~172967424 74,~~227~~880 1,~~527~~104,~~884~~184 SH Sole 1,~~527~~104,~~884~~184 COCA COLA CO COM 191216100 34,~~799~~217 5763,~~761~~561 SH Sole 5763,~~761~~561 COMCAST CORP NEW CL A 20030N101 358 14,500 SH Sole 14,500 CONOCOPHILLIPS COM 20825C104 4,~~726~~093 6951,~~396~~246 SH Sole 6951,~~396~~246 COSTCO WHOLESALE CORP NEW COM 22160K105 213 2,900 SH Sole 2,900 CROWN HOLDINGS INC COM 228368106 23,~~907~~360 87,100 SH Sole 87,100 CVS CAREMARK CORPORATION COM 126650100 312 9,100 SH Sole 9,100 DELL INC COM 24702R101 258 17,800 SH Sole 17,800 DEVON ENERGY CORP NEW COM 25179M103 202 2,200 SH Sole 2,200 DISNEY WALT CO COM DISNEY 254687106 4,~~252~~751 ~~113~~110,~~366~~266 SH Sole ~~113~~110,~~366~~266 DOLBY LABORATORIES INC COM 25659T107 2,707 55,000 SH Sole 55,000 DOW CHEMICAL CO COM 260543103 328 8,700 SH Sole 8,700 DU PONT E I DE NEMOURS & CO COM 263534109 253 4,600 SH Sole 4,600 DUKE ENERGY CORP NEW COM 26441C105 232 12,800 SH Sole 12,800 DUN & BRADSTREET CORP DEL NE COM 26483E100 3,~~721~~637 45,324 SH Sole 45,324 ECOPETROL S A SPONSORED ADS 279158109 383 9,200 SH Sole 9,200 EDWARDS LIFESCIENCES CORP COM 28176E108 63,~~742~~811 8343,800 SH Sole 43,800 ENCANA CORP COM 292505104 290 8,400 SH Sole 838,400 EOG RES INC COM 26875P101 46,~~351~~720 4756,~~600~~700 SH Sole 4756,~~600~~700 EXELON CORP COM 30161N101 235 5,700 SH Sole 5,700 EXPRESS SCRIPTS INC COM 302182100 5,~~805~~111 ~~107~~91,~~400~~900 SH Sole ~~107~~91,~~400~~900 EXXON MOBIL CORP COM 30231G102 ~~521~~2,492 729,~~125~~625 SH Sole 729,~~125~~625 ~~FINISAR~~FLEXTRONICS ~~CORP~~INTL ~~COM~~LTD ~~NEW~~ORD ~~31787A507~~Y2573F102 484 11,~~070~~200 ~~137~~SH Sole 11,~~100~~200 FORD MOTOR CO DEL COM PAR $0.01 345370860 519 34,800 SH Sole ~~137~~34,~~100~~800 FREEPORT-MCMORAN COPPER & GO COM 35671D857 85,~~294~~027 6990,~~062~~496 SH Sole 6990,~~062~~496 GAP INC DEL COM 364760108 4,~~912~~477 ~~221~~197,~~839~~584 SH Sole ~~221~~197,~~839~~584 GENERAL DYNAMICS CORP COM 369550108 4,~~078~~162 5754,~~468~~368 SH Sole 5754,~~468~~368 GENERAL ELECTRIC CO COM 369604103 ~~444~~2,125 24106,~~300~~000 SH Sole 24106,~~300~~000 GENON ENERGY INC COM 37244E107 66 17,450 SH Sole 17,450 GILEAD SCIENCES INC COM 375558103 15,~~765~~135 48120,~~700~~913 SH Sole 48120,~~700~~913 GOLDMAN SACHS GROUP INC COM 38141G104 555 3,~~454~~500 ~~20,541~~ SH Sole 203,~~541~~500 GOOGLE INC CL A 38259P508 5,~~815~~070 98,~~790~~640 SH Sole 98,~~790~~640 HEWLETT PACKARD CO COM 428236103 65,~~610~~357 ~~157~~130,~~000~~750 SH Sole ~~157~~130,~~000~~750 HOME DEPOT INC COM 437076102 35,~~358~~104 95137,~~785~~735 SH Sole 95137,~~785~~735 HONEYWELL INTL INC COM 438516106 221 3,700 SH Sole 3,700 INGERSOLL- RAND PLC SHS G47791101 32,~~080~~527 6552,~~400~~300 SH Sole 6552,~~400~~300 INTEL CORP COM 458140100 569 28,200 SH Sole 28,200 INTERNATIONAL BUSINESS MACHS COM 459200101 734 4,500 SH Sole 4,500 JACOBS ENGR GROUP INC DEL COM 469814107 4,~~622~~731 ~~100~~91,~~800~~991 SH Sole ~~100~~91,~~800~~991 JOHNSON & JOHNSON COM 478160104 812 13,700 SH Sole 13,700 JPMORGAN CHASE & CO COM 46625H100 68,~~449~~027 ~~152~~174,~~021~~121 SH Sole ~~152~~174,~~021~~121 ~~MECHEL~~KRAFT ~~OAO~~FOODS ~~SPONSORED~~INC ~~ADR~~CL ~~583840103~~A 150075N104 326 10,~~286~~389 44SH Sole 10,~~009~~389 KROGER CO COM 501044101 211 8,800 SH Sole 448,~~009~~800 LILLY ELI & CO COM 532457108 274 7,800 SH Sole 7,800 LOCKHEED MARTIN CORP COM 539830109 217 2,700 SH Sole 2,700 LOWES COMPANIES INC COM 548661107 246 9,300 SH Sole 9,300 MANULIFE FINANCIAL CORP COM 56501R106 268 15,200 SH Sole 15,200 MARATHON OIL CORP COM 565849106 384 7,200 SH Sole 7,200 MCDONALDS CORP COM 580135101 282 3,700 SH Sole 3,700 MCKESSON CORP COM 58155Q103 269 3,400 SH Sole 3,400 MEDCO HEALTH SOLUTIONS INC COM 58405U102 86,~~697~~907 ~~141~~122,~~943~~992 SH Sole ~~141~~122,~~943~~992 MERCK & CO INC NEW COM 58933Y105 4,~~180~~307 ~~115~~130,~~988~~488 SH Sole ~~115~~130,~~988~~488 METLIFE INC COM 59156R108 2,~~586~~817 5862,~~189~~989 SH Sole 5862,~~189~~989 MICROSOFT CORP COM 594918104 6,~~883~~239 ~~246~~245,~~618~~718 SH Sole ~~246~~245,~~618~~718 MORGAN STANLEY COM NEW 617446448 399 14,600 SH Sole 14,600 NEWS CORP CL A 65248E104 229 13,000 SH Sole 13,000 OCCIDENTAL PETE CORP DEL COM 674599105 313 3,000 SH Sole 3,000 ORACLE CORP COM 68389X105 284 8,500 SH Sole 8,500 PEABODY ENERGY CORP COM 704549104 52,~~200~~920 8140,~~276~~572 SH Sole 8140,~~276~~572 PEPSICO INC COM 713448108 4,~~476~~729 6873,~~516~~416 SH Sole 6873,~~516~~416 PFIZER INC COM 717081103 ~~236~~1,188 1358,485 SH Sole 1358,485 PHILIP MORRIS INTL INC COM 718172109 56,~~028~~084 8592,~~908~~708 SH Sole 8592,~~908~~708 PNC FINL SVCS GROUP INC COM 693475105 5,~~785~~488 9587,~~278~~128 SH Sole 9587,~~278~~128 PROCTER & GAMBLE CO COM 742718109 801 13,000 SH Sole 13,000 PRUDENTIAL FINL INC COM 744320102 222 3,600 SH Sole 3,600 QUALCOMM INC COM 747525103 219 4,000 SH Sole 4,000 QWEST COMMUNICATIONS INTL IN COM 749121109 86 12,600 SH Sole 12,600 REGIONS FINANCIAL CORP NEW COM 7591EP100 107 14,800 SH Sole 14,800 ROYAL BK CDA MONTREAL QUE COM 780087102 395 6,400 SH Sole 6,400 SEARS HOLDINGS CORP COM 812350106 215 2,600 SH Sole 2,600 SOUTHERN CO COM 842587107 210 5,500 SH Sole 5,500 SPRINT NEXTEL CORP COM SER 1 852061100 48275 1159,~~400~~200 SH Sole 1159,~~400~~200 SUNCOR ENERGY INC NEW COM 867224107 45,~~637~~657 ~~120~~126,~~363~~563 SH Sole ~~120~~126,~~363~~563 SUPERVALU INC COM 868536103 121 13,500 SH Sole 13,500 TARGET CORP COM 87612E106 3,~~736~~903 6278,~~136~~036 SH Sole 6278,~~136~~036 TEXTRON INC COM 883203101 54,~~007~~709 ~~211~~171,~~819~~907 SH Sole ~~211~~171,~~819~~907 TIME WARNER CABLE INC COM 88732J207 288 4,035 SH Sole 4,035 TIME WARNER INC COM NEW 887317303 369 10,333 SH Sole 10,333 TORONTO DOMINION BKBANK ONT COM NEW 891160509 5,~~620~~884 7566,~~212~~712 SH Sole 7566,~~212~~712 TRAVELERS COMPANIES INC COM 89417E109 238 4,000 SH Sole 4,000 UNITED PARCEL SERVICE INC CL B 911312106 334 4,500 SH Sole 4,500 UNITED TECHNOLOGIES CORP COM 913017109 347 4,100 SH Sole 4,100 UNITEDHEALTH GROUP INC COM 91324P102 339 7,500 SH Sole 7,500 US BANCORP DEL COM NEW 902973304 328 12,400 SH Sole 12,400 VALERO ENERGY CORP NEW COM 91913Y100 358 12,000 SH Sole 12,000 VERIZON COMMUNICATIONS INC COM 92343V104 ~~247~~1,164 630,~~900~~200 SH Sole 630,~~900~~200 VISA INC COM CL A 92826C839 23,~~230~~437 3146,685 SH Sole 3146,685 WAL MART STORES INC COM 931142103 ~~302~~1,494 28,700 SH Sole 28,700 WALGREEN CO COM 931422109 209 5,~~600~~200 SH Sole 5,~~600~~200 WELLPOINT INC COM 94973V107 45,~~344~~618 7680,~~400~~500 SH Sole 7680,~~400~~500 WELLS FARGO & CO NEW COM 949746101 842 26,556 SH Sole 26,556 XEROX CORP COM 984121103 3,~~312~~121 ~~287~~293,~~517~~017 SH Sole ~~287~~293,~~517~~017 XILINX INC COM 983919101 43,~~088~~662 ~~141~~111,~~058~~658 SH Sole ~~141~~111,~~058~~658 TOTAL ~~208~~242,~~613~~706

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