4//SEC Filing
FICHTHORN JOHN 4
Accession 0001193805-10-000306
CIK 0000855906other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 4:53 PM ET
Size
30.8 KB
Accession
0001193805-10-000306
Insider Transaction Report
Form 4
Transactions
- Purchase
Common Stock, no par value
2010-02-03$2.83/sh+226,650$641,420→ 2,933,130 total(indirect: By Dialectic Antithesis Offshore, Ltd.) - Purchase
Common Stock, no par value
2010-02-03$2.83/sh+173,500$491,005→ 2,103,535 total(indirect: By Dialectic Antithesis Partners, LP) - Purchase
Common Stock, no par value
2010-02-03$2.83/sh+59,600$168,668→ 771,602 total(indirect: By Dialectic Capital Partners LP) - Purchase
Common Stock, no par value
2010-02-03$2.84/sh+90,660$257,030→ 3,023,790 total(indirect: By Dialectic Antithesis Offshore, Ltd.) - Purchase
Common Stock, no par value
2010-02-03$2.84/sh+69,400$196,756→ 2,172,935 total(indirect: By Dialectic Antithesis Partners, LP) - Purchase
Common Stock, no par value
2010-02-03$2.83/sh+40,250$113,908→ 528,639 total(indirect: By Dialectic Offshore, Ltd.) - Purchase
Common Stock, no par value
2010-02-03$2.84/sh+16,100$45,645→ 544,739 total(indirect: By Dialectic Offshore, Ltd.) - Purchase
Common Stock, no par value
2010-02-03$2.84/sh+23,840$67,589→ 795,442 total(indirect: By Dialectic Capital Partners LP)
Footnotes (5)
- [F1]Each Reporting Person is a member of a Section 13(d) group with respect to securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock owned in the aggregate by the other members of the Section 13(d) group.
- [F2]Shares of Common Stock beneficially owned by Dialectic Antithesis Offshore, Ltd. ("DAO"). As the investment manager of DAO, Dialectic Capital Management, LLC ("DCM") may be deemed to beneficially own the shares of Common Stock beneficially owned by DAO. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DAO. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DAO, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F3]Shares of Common Stock beneficially owned by Dialectic Antithesis Partners LP ("DAP"). As the investment manager of DAP, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DAP. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DAP. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DAP, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F4]Shares of Common Stock beneficially owned by Dialectic Capital Partners LP ("DCP"). As the investment manager of DCP, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DCP. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DCP. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DCP, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
- [F5]Shares of Common Stock beneficially owned by Dialectic Offshore, Ltd. ("DOF"). As the investment manager of DOF, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DOF. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DOF. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DOF, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
Documents
Issuer
SILICON STORAGE TECHNOLOGY INC
CIK 0000855906
Entity typeother
Related Parties
1- filerCIK 0001411509
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 4:53 PM ET
- Size
- 30.8 KB