Home/Filings/4/0001193805-10-000158

4//SEC Filing

FICHTHORN JOHN 4

Accession 0001193805-10-000158

CIK 0000855906other

View on SEC.gov Company Profile

Filed

Jan 12, 7:00 PM ET

Accepted

Jan 13, 5:36 PM ET

Size

30.5 KB

Accession

0001193805-10-000158

Insider Transaction Report

Form 4

Period: 2010-01-11

SILICON STORAGE TECHNOLOGY INCSSTI

DIALECTIC CAPITAL PARTNERS LP

Other

Transactions

Purchase
Common Stock, no par value
2010-01-11$2.71/sh+27,060$73,333→ 2,661,000 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+34,390$93,885→ 1,930,035 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+12,440$33,961→ 712,002 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+45,480$124,160→ 2,706,480 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+20,462$55,452→ 1,895,645 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+7,690$20,994→ 488,389 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+7,402$20,059→ 699,562 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+4,576$12,401→ 480,699 total(indirect: By Dialectic Offshore, Ltd.)

FICHTHORN JOHN

Other

Transactions

Purchase
Common Stock, no par value
2010-01-13$2.73/sh+45,480$124,160→ 2,706,480 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+27,060$73,333→ 2,661,000 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+20,462$55,452→ 1,895,645 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+34,390$93,885→ 1,930,035 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+4,576$12,401→ 480,699 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+7,690$20,994→ 488,389 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+7,402$20,059→ 699,562 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+12,440$33,961→ 712,002 total(indirect: By Dialectic Capital Partners LP)

FICHTHORN LUKE

Other

Transactions

Purchase
Common Stock, no par value
2010-01-13$2.73/sh+7,690$20,994→ 488,389 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+27,060$73,333→ 2,661,000 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+45,480$124,160→ 2,706,480 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+34,390$93,885→ 1,930,035 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+7,402$20,059→ 699,562 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+12,440$33,961→ 712,002 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+4,576$12,401→ 480,699 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+20,462$55,452→ 1,895,645 total(indirect: By Dialectic Antithesis Partners, LP)

DIALECTIC CAPITAL MANAGEMENT, LLC

Other

Transactions

Purchase
Common Stock, no par value
2010-01-13$2.73/sh+45,480$124,160→ 2,706,480 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+34,390$93,885→ 1,930,035 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+27,060$73,333→ 2,661,000 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+12,440$33,961→ 712,002 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+7,690$20,994→ 488,389 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+20,462$55,452→ 1,895,645 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+7,402$20,059→ 699,562 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+4,576$12,401→ 480,699 total(indirect: By Dialectic Offshore, Ltd.)

DIALECTIC OFFSHORE LTD

Other

Transactions

Purchase
Common Stock, no par value
2010-01-13$2.73/sh+45,480$124,160→ 2,706,480 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+20,462$55,452→ 1,895,645 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+27,060$73,333→ 2,661,000 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+7,402$20,059→ 699,562 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+4,576$12,401→ 480,699 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+12,440$33,961→ 712,002 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+34,390$93,885→ 1,930,035 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+7,690$20,994→ 488,389 total(indirect: By Dialectic Offshore, Ltd.)

DIALECTIC ANTITHESIS PARTNERS, LP

Other

Transactions

Purchase
Common Stock, no par value
2010-01-11$2.71/sh+20,462$55,452→ 1,895,645 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+4,576$12,401→ 480,699 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+27,060$73,333→ 2,661,000 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+45,480$124,160→ 2,706,480 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+12,440$33,961→ 712,002 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+34,390$93,885→ 1,930,035 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+7,690$20,994→ 488,389 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+7,402$20,059→ 699,562 total(indirect: By Dialectic Capital Partners LP)

DIALECTIC ANTITHESIS OFFSHORE LTD

Other

Transactions

Purchase
Common Stock, no par value
2010-01-13$2.73/sh+45,480$124,160→ 2,706,480 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+12,440$33,961→ 712,002 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+34,390$93,885→ 1,930,035 total(indirect: By Dialectic Antithesis Partners, LP)
Purchase
Common Stock, no par value
2010-01-13$2.73/sh+7,690$20,994→ 488,389 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+7,402$20,059→ 699,562 total(indirect: By Dialectic Capital Partners LP)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+4,576$12,401→ 480,699 total(indirect: By Dialectic Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+27,060$73,333→ 2,661,000 total(indirect: By Dialectic Antithesis Offshore, Ltd.)
Purchase
Common Stock, no par value
2010-01-11$2.71/sh+20,462$55,452→ 1,895,645 total(indirect: By Dialectic Antithesis Partners, LP)

Footnotes (5)

[F1]Each Reporting Person is a member of a Section 13(d) group with respect to securities of the Issuer that beneficially owns in excess of 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock owned in the aggregate by the other members of the Section 13(d) group.
[F2]Shares of Common Stock beneficially owned by Dialectic Antithesis Offshore, Ltd. ("DAO"). As the investment manager of DAO, Dialectic Capital Management, LLC ("DCM") may be deemed to beneficially own the shares of Common Stock beneficially owned by DAO. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DAO. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DAO, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
[F3]Shares of Common Stock beneficially owned by Dialectic Antithesis Partners LP ("DAP"). As the investment manager of DAP, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DAP. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DAP. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DAP, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
[F4]Shares of Common Stock beneficially owned by Dialectic Capital Partners LP ("DCP"). As the investment manager of DCP, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DCP. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DCP. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DCP, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
[F5]Shares of Common Stock beneficially owned by Dialectic Offshore, Ltd. ("DOF"). As the investment manager of DOF, DCM may be deemed to beneficially own the shares of Common Stock beneficially owned by DOF. As the managing members of DCM, each of John Fichthorn and Luke Fichthorn may be deemed to beneficially own the shares of Common Stock beneficially owned by DOF. Each of DCM, John Fichthorn and Luke Fichthorn disclaims beneficial ownership of the shares of Common Stock beneficially owned by DOF, except to the extent of its or his pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

Documents

1 file

4
e606314_ex.xmlPrimary

Issuer

SILICON STORAGE TECHNOLOGY INC

CIK 0000855906

→

Entity typeother

Related Parties

filerCIK 0001411509

Filing Metadata

Form type: 4
Filed: Jan 12, 7:00 PM ET
Accepted: Jan 13, 5:36 PM ET
Size: 30.5 KB

View on SEC.gov