13F-HR 1 e300740_nomura-13f.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management U.S.A. Inc. Address: 180 Maiden Lane New York New York 10038 13F File Number: 28-6692 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Neil Daniele Title: Senior Vice President Phone: (212) 509-1538 Signature, Place, and Date of Signing: /s/ Neil Daniele, New York, New York, November 7, 2003 -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 76 Form 13F Information Table Value Total: $357,881 (thousands) List of Other Included Managers: NONE No. 13F File Number Name

Title of Value SH/PRN Put/ Investment Other Voting Authority Name of Issuer Class Cusip (x$1000) Amount SH/PRN Call Discretion Managers Sole Shared None ------------------------------------------------------------------------------------------------------------------------------------ KOOKMIN BANK SPONSORED ADR 50049M109 99 3,000 SH Sole 3,000 0 0 KT CORP SPONSORED ADR 48268K101 140 7,000 SH Sole 7,000 0 0 MELLON FINANCIAL CORP COM 58551A108 2,239 74,300 SH Sole 74,300 0 0 MERCK & CO COM 589331107 886 17,500 SH Sole 17,500 0 0 MICROSOFT CORP COM 594918104 15,070 542,100 SH Sole 542,100 0 0 MORGAN STANLEY COM NEW 617446448 7,882 156,200 SH Sole 156,200 0 0 NETEASE.COM INC SPONSORED ADR 64110W102 112 2,000 SH Sole 2,000 0 0 PFIZER INC COM 717081103 11,481 377,900 SH Sole 377,900 0 0 PHILIPPINE LONG DIST TEL SPONSORED ADR 718252604 71 6,000 SH Sole 6,000 0 0 PLACER DOME INC COM 725906101 3,832 278,700 SH Sole 278,700 0 0 POSCO-ADR SPONSORED ADR 693483109 332 11,600 SH Sole 11,600 0 0 PROCTER & GAMBLE COM 742718109 8,205 88,400 SH Sole 88,400 0 0 PROVIDIAN FINANCIAL CORP COM 74406A102 3,030 257,000 SH Sole 257,000 0 0 ROYAL BANK OF CANADA COM 780087102 1,843 42,000 SH Sole 42,000 0 0 SBC COMMUNICATIONS INC COM 78387G103 2,241 100,700 SH Sole 100,700 0 0 SCHERING PLOUGH COM 806605101 1,448 95,000 SH Sole 95,000 0 0 SCHLUMBERGER LTD COM 806857108 1,907 39,400 SH Sole 39,400 0 0 SIFY LTD SPONSORED ADR 82655M107 60 10,000 SH Sole 10,000 0 0 SINA CORP ORD G81477104 89 2,500 SH Sole 2,500 0 0 SK TELECOM ADR SPONSORED ADR 78440P108 107 6,000 SH Sole 6,000 0 0 SOUTHERN CO COM 842587107 5,400 184,000 SH Sole 184,000 0 0 SPX CORP COM 784635104 2,065 45,600 SH Sole 45,600 0 0 STARBUCKS CORP COM 855244109 7,119 247,200 SH Sole 247,200 0 0 SUNCOR ENERGY INC COM 867229106 1,684 90,800 SH Sole 90,800 0 0 TAIWAN SEMICONDUCTOR SPONSORED ADR 874039100 825 76,192 SH Sole 76,192 0 0 TARGET CORP COM 87612E106 11,473 304,900 SH Sole 304,900 0 0 TELEKOMUNIKASI IND SPONSORED ADR 715684106 82 6,000 SH Sole 6,000 0 0 TORONTO DOMINION BANK COM NEW 891160509 4,098 144,800 SH Sole 144,800 0 0 TRANSOCEAN INC SHS G90078109 910 45,500 SH Sole 45,500 0 0 TRAVELERS PROPERTY CASUALTY CL A 89420G109 4,513 284,200 SH Sole 284,200 0 0 UNION PACIFIC CORP COM 907818108 4,776 82,100 SH Sole 82,100 0 0 UNISYS CORP COM 909214108 5,081 375,500 SH Sole 375,500 0 0 UNITED MICROELECTRONICS SPONSORED ADR 910873207 180 40,000 SH Sole 40,000 0 0 UNITED TECHNOLOGIES COM 913017109 9,042 117,000 SH Sole 117,000 0 0 VERIZON COMMUNICATIONS COM 92343V104 2,439 75,200 SH Sole 75,200 0 0 WACHOVIA CORP COM 929903102 10,854 263,500 SH Sole 263,500 0 0 WALGREEN CO COM 931422109 6,244 203,800 SH Sole 203,800 0 0 WAL-MART STORES COM 931142103 12,376 221,600 SH Sole 221,600 0 0 WYETH COM 983024100 10,170 220,600 SH Sole 220,600 0 0 357,880.81

NOMURA ASSET MANAGEMENT U S A INC 13F-HR