PERNICE THOMAS J 4/A
4/A · UNIVERSAL GUARDIAN HOLDINGS INC · Filed Jan 12, 2005
Insider Transaction Report
Form 4/AAmended
PERNICE THOMAS J
Other
Transactions
- Exercise/Conversion
Common Stock
2004-09-16$0.10/sh+150,000$15,000→ 262,200 total
Footnotes (3)
- [F1]Transaction code was previously reported incorrectly. The transaction was an exercise of a stock option exempted pursuant to Rule 16b-3.
- [F2]Number of shares reported as beneficially owned as of 9/16/2004 following completion of the reported stock option exercise.
- [F3]Previous report incorrectly indicated that the reporting person owned 875,000 additional derivative securities following the reported transaction. These additional derivative securities had different exercise prices and expiration dates as the stock option exercise, and are therefore considered a different class of securities.