Kim Anthony I. 4

What Happened

• Kim Anthony, Chief Banking Officer of Hanmi Financial Corp. (HAFC), received the vesting of 4,455 performance-based restricted shares on March 26, 2026. The Form 4 shows the award as acquired at $0.00 (grant/award).
• To satisfy tax withholding/payment obligations, 1,537 of those vested shares were withheld (disposed) in two withholdings: 339 shares and 1,198 shares, each withheld at $26.33 per share, totaling $40,469. These withholdings are recorded under code F (payment of exercise price or tax liability) and are routine—not open-market sales.

Key Details

• Transaction date: March 26, 2026; Form 4 filed March 30, 2026 (timely under the two-business-day rule).
• Award: 4,455 shares vested (reported acquisition price $0.00). Footnote: original 3,713-share performance grant (Mar 10, 2023) paid out at 120% based on certified performance, producing 4,455 shares.
• Withholdings: 339 shares @ $26.33 = $8,926; 1,198 shares @ $26.33 = $31,543; total withheld = 1,537 shares for $40,469.
• Shares owned after the transaction: not specified in the provided filing excerpt.
• Codes: A = Award/Grant; F = Payment of exercise price or tax liability (i.e., shares withheld for taxes).

Context

• This was a performance RSU vest and tax withholding (routine administrative actions), not an open-market sale or purchase—so it does not directly signal a trading decision by the insider.
• The filing documents the vesting payout (120% of target) for a multi-year performance grant awarded in 2023.