Shropshire Kenneth 4

4 · Moelis & Co · Filed Mar 30, 2026

AI-generated summary of this filing

Updated Mar 30, 2026

Moelis (MC) Director Kenneth Shropshire Receives RSU Award

What Happened

Kenneth Shropshire, a director of Moelis & Co. (MC), was granted three awards on 2026-03-26 totaling 47.45 Restricted Stock Units (RSUs): 25.19, 21.02 and 1.24 RSUs. The filing lists these as acquisitions by award (transaction code A). No purchase price or cash value is reported in the filing (price = N/A).
Per the filing, each RSU represents the right to receive one share of Class A common stock upon vesting.

Key Details

Transaction date: 2026-03-26; Form 4 filed: 2026-03-30 (timely within required reporting window).
Transaction type: A = Award/Grant (RSUs). Price: N/A (awards, not open-market trades).
Shares shown acquired: 25.19, 21.02 and 1.24 RSUs (total 47.45 RSUs).
Shares owned after the transaction: not specified in the provided data.
Relevant footnotes from the filing:
- F1: Each RSU converts to one share of Class A common stock.
- F2–F4: Some RSUs are dividend-equivalent RSUs tied to underlying Annual or Elective RSUs from 2024 and 2025 and will vest concurrently with those underlying awards.
No 10b5-1 plan, tax-withholding sale, or exercise/sale details are reported for these entries.

Context

These grants are compensation awards (RSUs), a routine part of director/executive pay; they are not open-market purchases or sales and do not by themselves indicate a buy/sell sentiment.
Dividend-equivalent RSUs simply mirror dividends on underlying RSUs and will vest according to the schedule for those underlying awards.

Form 4

Period: 2026-03-26

Director

Transactions

Award
2024 Annual Restricted Stock Units
[F1][F2]
2026-03-26+25.19→ 2,173.91 total
Award
2025 Annual Restricted Stock Units
[F1][F3]
2026-03-26+21.02→ 1,814.11 total
Award
2025 Elective Restricted Stock Units
[F1][F4]
2026-03-26+1.24→ 107.14 total

Footnotes (4)

[F1]Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
[F2]2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
[F3]2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
[F4]2025 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2025. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Signature

/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire|2026-03-30

1 file