Rosenblum Jay 4

What Happened

• Jay Rosenblum, Executive Vice President and Chief Legal Officer of Assurant (AIZ), had performance share units (PSUs) and restricted stock units (RSUs) vest on March 16, 2026. He was issued 11,736 shares (PSUs) and 1,349 shares (RSUs) at $0.00 per share (total 13,085 shares). To satisfy tax withholding obligations on the vesting, 6,196 shares were withheld (Disposition code F) at an implied value of $222.15 per share, totaling $1,376,441. The awards themselves are reported as acquisitions (code A) of vested equity.

Key Details

• Transaction date: March 16, 2026
• Acquisitions: 11,736 shares (PSUs) @ $0.00; 1,349 shares (RSUs) @ $0.00 — total 13,085 shares granted/issued
• Disposal (tax withholding): 6,196 shares withheld @ $222.15 = $1,376,441 (reported as Payment of exercise price or tax liability, code F)
• Shares owned after transaction: Not stated in the supplied filing details
• Footnotes:
  • F1: Shares issued upon vesting of PSUs for the 2023–2025 performance cycle (relative performance-based).
  • F2: Shares withheld to satisfy withholding obligations on the March 16, 2026 vesting.
  • F3/F4: Some of the shares are represented by restricted stock units (RSUs).
• Filing timeliness: Filing date Mar 18, 2026 (period of report Mar 16, 2026); no late filing flag noted in supplied data.

Context

• This was not an open-market sale but tax withholding to satisfy payroll/tax liabilities upon vesting of equity awards (a common, administrative action). The PSU grants reflect performance-based compensation for the 2023–2025 cycle; the withheld shares do not necessarily indicate a decision to sell shares on the market.