HANMI FINANCIAL CORP·4

Mar 17, 6:58 PM ET

Kim Anthony I. 4

4 · HANMI FINANCIAL CORP · Filed Mar 17, 2026

Research Summary

AI-generated summary of this filing

Updated

Hanmi Financial (HAFC) CBO Anthony I. Kim Receives Award

What Happened

  • Anthony I. Kim, Chief Banking Officer of Hanmi Financial Corp (HAFC), was granted 3,159 shares of common stock on March 13, 2026. The shares were issued at $0.00 (no cash paid); reported value for the grant is $0 on the Form 4 because they are an equity award, not a purchase.

Key Details

  • Transaction date: 2026-03-13; reported on Form 4 filed 2026-03-17 (filed within the standard two business-day reporting window).
  • Price: $0.00 per share (award/grant), total cash consideration reported $0.
  • Vesting: Grant issued under the 2021 Equity Compensation Plan; vests over three years from the grant date (per footnote).
  • Shares owned after transaction: Not specified in the provided filing details.
  • Transaction type code: A = Award/Grant (compensation), not an open-market purchase or sale.

Context

  • This was a compensation award, common for executive pay packages; such grants are typically intended for retention and alignment with shareholders and vest over time, so they do not necessarily indicate immediate bullish buying or selling by the insider.
  • Because the award vests over three years, the shares are subject to future vesting conditions rather than representing an immediate free float increase of tradable shares.

Insider Transaction Report

Form 4
Period: 2026-03-13
Kim Anthony I.
Chief Banking Officer
Transactions
  • Award

    Common Stock

    [F1]
    2026-03-13+3,15944,832 total
Footnotes (1)
  • [F1]Common stock grant issued under the 2021 Equity Compensation Plan, vesting over three years from the grant date, March 13, 2026.
Signature
/s/ Anthony Kim|2026-03-17

Documents

1 file
  • 4
    ownership.xmlPrimary

    4