HANMI FINANCIAL CORP·4

Mar 12, 9:55 PM ET

Du Michael 4

4 · HANMI FINANCIAL CORP · Filed Mar 12, 2026

Research Summary

AI-generated summary of this filing

Updated

Hanmi Financial (HAFC) CRO Michael Du Sells 205 Shares

What Happened
Michael Du, Chief Risk Officer of Hanmi Financial Corp. (HAFC), disposed of 205 shares on 2026-03-10 at $25.55 per share, for a total of approximately $5,238. The Form 4 records the disposition under transaction code "F" (payment of exercise price or tax liability), indicating the shares were delivered/withheld to satisfy tax or exercise-related obligations rather than an open-market investment sale.

Key Details

  • Transaction date: 2026-03-10; Filing date: 2026-03-12 (timely filed).
  • Price per share: $25.55; Shares disposed: 205; Total value: ~$5,238.
  • Transaction code: F — payment of exercise price or tax liability by withholding/delivering securities.
  • Shares owned after the transaction: not specified in the filing.
  • No indication of a 10b5-1 plan or other special plan noted in this filing.

Context
Code F transactions commonly reflect withholding of shares to cover taxes from option exercises or RSU vesting (a routine administrative step). Such withholdings are typically neutral in interpreting insider sentiment because they don’t represent a discretionary investment decision.

Insider Transaction Report

Form 4
Period: 2026-03-10
Du Michael
Chief Risk Officer
Transactions
  • Tax Payment

    Common Stock

    2026-03-10$25.55/sh205$5,23812,409 total
Signature
/s/ Michael Du|2026-03-12

Documents

1 file
  • 4
    ownership.xmlPrimary

    4