Kim Anthony I. 4

What Happened Kim Anthony I., Chief Banking Officer of HANMI Financial Corp (HAFC), had 385 shares disposed to satisfy a tax or exercise-related withholding obligation (transaction code F). The shares were recorded at $25.55 each, totaling approximately $9,837. This was not a market sale for cash gain but a withholding to cover tax liability.

Key Details

• Transaction date: 2026-03-10; Report filed: 2026-03-12 (timely filing).
• Disposed/withheld: 385 shares at $25.55 per share; total value ≈ $9,837.
• Transaction code: F — payment of exercise price or tax liability (shares withheld).
• Shares owned after the transaction: not specified in the Form 4 filing.
• No indication of a 10b5-1 plan or other footnotes in the disclosed transaction.

Context Code F typically means shares were surrendered or withheld to cover taxes from an equity award or option exercise (a routine administrative step). This type of disposition is common and does not necessarily indicate a change in the insider’s view of the company.