AMERICOLD REALTY TRUST·4

Mar 10, 8:00 PM ET

Winnall Richard Charles 4

4 · AMERICOLD REALTY TRUST · Filed Mar 10, 2026

Research Summary

AI-generated summary of this filing

Updated

Americold (COLD) Richard Winnall Receives RSUs and Exercises Derivatives

What Happened

Richard Charles Winnall, President, International of Americold Realty Trust (COLD), was granted/received equity awards and executed conversions on March 8, 2026. The filing reports awards (A) of 44,764 and 67,146 RSU/PRSU-type units (total 111,910 units) and exercise/conversion (M) transactions of 2,695 and 3,805 shares that were both acquired and immediately disposed the same day. All transactions are reported at $0.00 per share on the Form 4 (reported cash exchanged = $0). Net result: +111,910 awarded/vested units after the same-day conversions/dispositions.

Key Details

  • Transaction date: March 8, 2026; Form 4 filed March 10, 2026 (appears timely).
  • Reported prices: $0.00 per share for all transactions; reported cash = $0.
  • Awards: 44,764 and 67,146 RSU/PRSU-type awards (total 111,910).
  • Exercises/conversions: 2,695 and 3,805 shares acquired and the same amounts disposed the same day (total 6,500 acquired and 6,500 disposed).
  • Shares owned after transaction: not specified in the provided excerpt of the filing.
  • Relevant footnotes:
    • F1–F3/F5: Awards are Restricted Stock Units (RSUs) or similar; each unit converts to one share; some RSUs vested on March 8, 2026 (F5), while other RSUs vest ratably in future years (F1).
    • F4: Performance-based RSUs (PRSUs/PSRUs) vest, if at all, based on AFFO performance for Jan 1, 2026–Dec 31, 2028.
  • No 10b5-1 plan or late-filing flag noted in the provided excerpt.

Context

  • The filing shows both grant/award transactions (A) and derivative exercises/conversions (M). The simultaneous acquisition and disposition of 6,500 shares on the same day is a common pattern in equity award vesting/settlement (e.g., to satisfy tax withholding or broker sell-to-cover), though the filing itself does not state the reason.
  • These entries are awards/vesting events (acquisitions) rather than open-market purchases or discretionary sales; awards can be part of routine executive compensation and do not necessarily signal a change in the insider’s market view.

Insider Transaction Report

Form 4
Period: 2026-03-08
Winnall Richard Charles
President, International
Transactions
  • Exercise/Conversion

    Common Stock

    [F2]
    2026-03-08+2,69548,703 total
  • Exercise/Conversion

    Common Stock

    [F2]
    2026-03-08+3,80552,508 total
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-03-08+44,76444,764 total
    Exercise: $0.00Common Stock (44,764 underlying)
  • Award

    Performance Restricted Stock Units

    [F3][F4]
    2026-03-08+67,14667,146 total
    Exercise: $0.00Common Stock (67,146 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F5]
    2026-03-082,6952,695 total
    Exercise: $0.00Common Stock (2,695 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F5]
    2026-03-083,8053,805 total
    Exercise: $0.00Common Stock (3,805 underlying)
Footnotes (5)
  • [F1]Represents Restricted Stock Units ("RSUs") of Americold Realty Trust, Inc., which will vest ratably on March 8, 2027, 2028, and 2029. The RSUs were issued to the reporting person pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Incentive Plan.
  • [F2]Each RSU represents the right to acquire one share of Americold Realty Trust, Inc. common stock ("Common Stock"). The right to convert vested RSUs into Common Stock has no expiration date.
  • [F3]Each PRSU represents the right to acquire one share of Common Stock. The right to convert vested PRSUs into Common Stock has no expiration date.
  • [F4]Each PSRU represents the right to acquire one share of Common Stock. Vesting of the PRUs will be determined based on the Company's adjusted funds from operations ("AFFO") during the applicable performance period (Jan. 1, 2026 - Dec 31., 2028). The PSRUs will vest, if at all, at the end of the 3-year period contingent upon the achievement of the pre-established AFFO goals. The PSRUs were issued to the reporting person pursuant to the Amended and Restated Americold Realty Trust 2017 Equity Plan.
  • [F5]The RSUs vested on March 8, 2026.
Signature
/s/ Nathan H. Harwell, Attorney-in-fact|2026-03-10

Documents

1 file
  • 4
    ownership.xmlPrimary

    4