PORTNOY DAVID 4

4 · CRYO CELL INTERNATIONAL INC · Filed Nov 24, 2025

Form 4

Period: 2025-11-20

DirectorChairman, Co-CEO10% Owner

Transactions

Award
Common Stock
2025-11-21$4.04/sh+800$3,232→ 847,629 total
Award
Common Stock
2025-11-21$4.09/sh+406$1,661→ 11,804 total(indirect: As Custodian for son)
Award
Common Stock
2025-11-21$4.09/sh+677$2,769→ 12,214 total(indirect: As Custodian for son)
Award
Common Stock
2025-11-21$4.10/sh+273$1,119→ 11,212 total(indirect: As Custodian for son)
Award
Common Stock
2025-11-20$4.00/sh+289$1,156→ 846,829 total

Holdings

Stock Option
Exercise: $8.08From: 2025-01-21Exp: 2030-01-21→ Common Stock (50,000 underlying)
50,000
Stock Option
Exercise: $7.28From: 2019-12-20Exp: 2029-12-20→ Common Stock (23,636 underlying)
23,636
Common Stock
(indirect: By Spouse)
107,403
Stock Option
Exercise: $7.53From: 2019-08-30Exp: 2029-08-30→ Common stock (26,243 underlying)
26,243
Stock Option
Exercise: $12.27From: 2021-12-22Exp: 2028-12-22→ Common Stock (280,000 underlying)
280,000
Common Stock
(indirect: By Corporation)
161,833
Common Stock
(indirect: By 401(k))
164,182
Common Stock
(indirect: By Corporation)
57,306
Common Stock
(indirect: By LLC)
59,027
Stock Option
Exercise: $6.47From: 2023-12-22Exp: 2028-12-22→ Common Stock (50,000 underlying)
50,000
Common Stock
(indirect: By IRA)
268,878
Stock Option
Exercise: $4.77From: 2023-01-03Exp: 2028-01-03→ Common Stock (50,000 underlying)
50,000
Stock Option
Exercise: $4.30From: 2022-12-23Exp: 2027-12-23→ Common Stock (50,000 underlying)
50,000

Footnotes (7)

[F1]Shares of Common Stock held by PartnerCommunity, Inc., as to which David I. Portnoy may be deemed beneficial owner as the Chairman of the Board and Secretary.
[F2]Shares of common stock held by uTIPu, Inc. as to which David Portnoy may be deemed the beneficial owner as the Chairman of the Board and Secretary.
[F3]Shares of common stock held by Mayim Limited Partnership as is David Portnoy may be deemed the beneficial owner as the managing member and owner of Mayim Management, LLC, which is the general partner of Mayim Management Limited Partnership, which is the general partner of Mayim Investment Limited Partnership.
[F4]Stock options will vest immediately if the price of the Company's common stock reaches $25.00 per share during the seven-year option term.
[F5]8,750 stock options vest upon issuance, 8,749 options vest on 1/2/2024, 21,000 options vest on 1/2/2025 and 11,501 options vest on 1/2/2026.
[F6]Stock options vest 1/3 upon issuance, 1/3 on December 22, 2024 and 1/3 on December 22, 2025.
[F7]Stock options vest 1/3 upon issuance, 1/3 on January 21, 2026 and 1/3 on January 21, 2027.

Documents

1 file