4//SEC Filing
Estes Ronald E. 4
Accession 0001193125-25-290172
CIK 0001786108other
Filed
Nov 19, 7:00 PM ET
Accepted
Nov 20, 7:00 PM ET
Size
8.3 KB
Accession
0001193125-25-290172
Insider Transaction Report
Form 4
Estes Ronald E.
Director
Transactions
- Purchase
Common Stock
2025-11-18$14.45/sh+500$7,225→ 35,943.696 total - Purchase
Common Stock
2025-11-19$14.43/sh+1,000$14,430→ 36,943.696 total
Holdings
- 10,172(indirect: By Trust)
Common Stock
Footnotes (3)
- [F1]Includes 3,443 restricted shares issued under the Trinity Capital Inc. 2019 Non-Employee Director Restricted Stock Plan, as amended. Such restricted shares shall vest in full on the earlier of (1) June 12, 2026 or (2) the date immediately preceding the next annual meeting of stockholders.
- [F2]Due to an administrative error, 3,335 shares that vested on June 11, 2025 and were subsequently transferred to The Estes Revocable Trust, dated January 12, 1990 were incorrectly shown as directly held in the Forms 4 dated August 29, 2025, September 4, 2025, September 12, 2025, September 15, 2025, and November 10, 2025. This Form 4 corrects the error in Column 5 for both shares directly held and shares indirectly held by The Estes Revocable Trust, dated January 12, 1990. There was no change in the total number of shares beneficially owned reported for the Reporting Person on any prior Form 4 as a result of this correction.
- [F3]The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.40 to $14.45 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Trinity Capital Inc. (the "Company"), or a security holder of the Company, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Documents
Issuer
Trinity Capital Inc.
CIK 0001786108
Entity typeother
Related Parties
1- filerCIK 0001796067
Filing Metadata
- Form type
- 4
- Filed
- Nov 19, 7:00 PM ET
- Accepted
- Nov 20, 7:00 PM ET
- Size
- 8.3 KB